Banking-as-a-Service: Driving Partner Growth While Avoiding Risk and Compliance Pitfalls – AMA!

By partnering with FinTechs, retailers, mortgage lenders, insurance providers, and other innovative third parties, leading-edge banks can leverage Banking-as-a-Service to gain more clients at less cost-per-customer than traditional approaches. If your bank is contemplating or implementing this growth strategy, are you confident that your risk and compliance requirements are covered?

Don’t miss this interactive, Ask-Me-Anything-style panel with Pam Perdue, Chief Compliance Officer at Sezzle, Chief Compliance Officer at Heritage Southeast Bank, and former Senior Examiner at Federal Reserve Bank of Kansas City; Clayton Mitchell, Managing Principal, Fintech at Crowe; and Kenneth Proctor, Adjunct Faculty Instructor on Risk Management at Southwestern Graduate School of Banking at SMU. Moderated by Robert Berger, Senior Vice President at 360factors.

Learn:

• Best practices for evaluating and managing regulatory requirements with FinTechs and other third parties
• Recommendations to manage your third-party regulatory compliance strategy with confidence
• How technology can enable risk and compliance personnel to proactively manage the risks and additional regulatory compliance requirements associated with doing business with FinTechs and other third-party selling organizations.
• Your Banking-as-a-Service risk and compliance questions answered!

Speakers

• Pam Perdue, Chief Compliance Officer at Sezzle and Heritage Southeast Bank
• Clayton Mitchell, Managing Principal, Fintech at Crowe
• Kenneth Proctor, Adjunct Faculty Instructor on Risk Management at Southwestern Graduate School of Banking at SMU
• Robert Berger, VP of Sales at 360factors