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Explore the background of the Securities landscape from c. 2007.

The ABA Securities Association

The ABA Securities Association—a separately chartered trade association and non-profit subsidiary of ABA—represents the interests of banks underwriting and dealing in securities, proprietary mutual funds and derivatives.

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News

Podcast
Podcast: What corporate CFOs can tell us about the direction of the economy
November 07, 2022
NewsByte
SEC proposes new rules for clearing agencies
September 14, 2022
NewsByte
Trades: More securities market transparency could have negative consequences
August 29, 2022
NewsByte
ABA Responds to MSRB’s Request for Input on ESG-related Risk Factors
March 10, 2022

Representing the Interest of Larger Banks Dealing in Securities

The ABA Securities Association (ABASA) is a separately chartered trade association focused on the needs of large financial institutions with significant capital markets businesses.

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Related Training & Events

Post-Mortem Planning and Trust Administration
Upcoming Webinar | November 2, 2023 | 1 - 2:30 PM ET
Estate Planning for the Family-Owned Business Part 2 (Tax Planning)
Upcoming Webinar | September 7, 2023 | 1 - 2:30 PM ET
Recent Developments in 2022 for Estate and Trust Administration
Recorded Webinar | December 1, 2022
Planning for When the Circle of Life Begins to Close
Recorded Webinar | November 3, 2022

Industry Resources

Policy Analysis & Advocacy Efforts

Comment Letter
Joint Letter to the SEC Requesting an Extension to the Comment Period on the Safeguarding Advisory Client Assets Proposed Rule
March 3, 2023
Comment Letter
Letter to SEC on Open-End Fund Liquidity Risk Management Programs and Swing Pricing
February 14, 2023
Comment Letter
Letter to the Treasury on Additional Transparency for Secondary Market Transactions of Securities
August 26, 2022
Comment Letter
Letter to SEC on Money Market Fund Reforms
April 11, 2022

Securities Regulatory Proposals

Related Acts & Regulations

Related Products

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Ryan Rasske

Ryan Rasske

Senior Vice President, Risk & Compliance Markets

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