Jump to Content
ABA: The American Bankers Association
Skip Section Navigation

Curriculum | Compliance School - Advanced

The Advanced Compliance School is the financial industry's premier advanced-level training of its kind. The school is built around a forward thinking case study designed to foster collaboration, promote creative problem solving and enhance critical thinking.  School courses complement each case study exercise, providing foundational knowledge and applicable aspects of the FFIEC Exam Guidance to ensure students are equipped to work through the assigned tasks.

This comprehensive, educational experience fosters learning and sharing with your peers and is essential for your institution's success.

Continuing Education Credits

The 2022 Advanced Compliance School has been approved for 34.5 CRCM and 32.2 CPE credits. 

Visit ABA Certifications for more information about how to apply for the CRCM ABA Professional certification.

Schedule

Download Schedule

Advanced School students are strongly encouraged to attend virtual orientation prior to the school on October 6th from 2-3pm ET. This will be your formal Case Study Overview where you’ll learn about what to expect on site, and you’ll have a chance to meet with your teams.  More information about this orientation and the Zoom login information will be provided upon school registration.

All times in ET.

  • Sun, Oct 16

  • Mon, Oct 17

  • Tues, Oct 18

  • Wed, Oct 19

  • Thu, Oct 20

  • Fri, Oct 21

Sun, Oct 16

4:00 PM - 5:00 PM

Early Registration Open

Mon, Oct 17

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 9:00 AM

Registration

9:00 AM - 9:15 AM

Orientation

9:15 AM - 11:45 AM

Understanding Differences

12:00 PM - 1:15 PM

Team Orientation w/ Lunch

1:15 PM - 2:30 PM

Managing Compliance Risk - Governance

2:45 PM - 4:45 PM

Managing Compliance Risk - Risk Assessment

5:00 PM - 6:00 PM

Welcome Reception

Tues, Oct 18

7:00 AM - 8:00 AM

Breakfast | CRCM Information Session (Optional)

8:00 AM - 9:15 AM

Influencing Management

9:30 AM - 10:45 AM

Case Study 1

11:00 AM - 11:45 AM

Case Study 1 Debrief

11:45 AM - 12:45 PM

Lunch

12:45 PM - 2:15 PM

Managing Compliance Risk - Monitoring

2:30 PM - 4:00 PM

Complaint Management

4:15 PM - 5:30 PM

Managing Training

Wed, Oct 19

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 9:15 AM

Managing Compliance Risk - Reporting

9:30 AM - 12:00 PM

Issue Management & Root Cause Analysis

12:00 PM - 1:00 PM

Lunch

1:00 PM - 1:15 PM

Presentation

1:15 PM - 3:15 PM

Case Study 2

3:30 PM - 4:30 PM

Case Study 2 DEBRIEF

5:00 PM - 8:00 PM

Mid-Week Celebration

Thu, Oct 20

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 9:30 AM

Data Analytics

9:45 AM - 10:45 AM

Change Management

11:00 AM - 12:15 PM

Exam & Audit Management

12:15 PM - 1:15 PM

Lunch

1:15 PM - 2:15 PM

Regulator Panel

2:30 PM - 4:30 PM

Case Study 3

Fri, Oct 21

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 10:00 AM

Case Study Presentations

10:15 AM - 11:15 AM

Effective Partner Engagement

11:15 AM - 12:15 PM

Championing an Inclusive & Competitive Culture

Please do not make travel plans to depart before the session ends at 12:15pm. If submitting for credit and you elect to depart early, we cannot grant a certificate of completion.

This program is subject to change. Please bookmark this page to check for continuing updates. Read ABA Conference and School Policies to help answer additional questions.

Keep Me Informed

Get updates on the next session of the Compliance Schools. Contact Nyel Rountree if you have any questions.