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Curriculum | Compliance School - Advanced

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2026 Schedule

  • Tues, Oct 21

  • Wed, Oct 22

  • Thu, Oct 23

  • Fri, Oct 31

Mon, Oct 19

7:00 AM - 9:00 AM

Registration & Breakfast

9:00 AM - 9:15 AM

Orientation

9:15 AM - 11:45 AM

Harmonizing Varying Workstyles

12:00 PM - 1:15 PM

Team Orientation with Lunch

1:15 PM - 2:30 PM

Managing Compliance Risk - Governance

2:45 PM - 4:45 PM

Managing Compliance Risk - Risk Assessment

5:45 PM - 6:45 PM

Welcome Reception

Tues, Oct 21

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 9:15 AM

Influencing management

9:15 AM – 9:30 AM

Break

9:30 AM - 10:45 PM

Case study 1

10:45 AM – 11:00 AM

Break

11:00 AM – 11:45 AM

Case study 1 debrief

11:45 AM - 12:45 PM

Lunch

12:45 PM – 1:00 PM

Presentation

1:00 PM - 2:30 PM

Managing compliance risk – testing and monitoring

2:30 PM – 2:45 PM

Break

2:24 PM – 3:45 PM

Compliant management

3:45 PM – 4:00 PM

Break

4:00 PM – 5:15 PM

Managing training

Wed, Oct 22

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 9:15 AM

Managing compliance risk - reporting

9:15 AM – 9:30 AM

Break

9:30 AM - 12:00 PM

Issue management & root cause analysis

12:00 PM – 1:00 PM

Lunch

1:00 PM – 1:15 PM

Presentation

1:15 PM - 3:15 PM

Case study 2

3:15 PM – 3:30 PM

Break

3:30 PM - 4:30 PM

Case study 2 debrief

5:30 PM – 7:30 PM

Mid-week celebration

Thu, Oct 23

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 9:30 AM

Data analytics

9:30 AM - 9:45 AM

Break

9:45 AM - 10:45 AM

Change management

10:45 AM - 11:00 AM

Break

11:00 AM - 12:15 PM

Exam & audit management

12:15 PM - 1:15 PM

Lunch

1:15 PM – 2:45 PM

Regulator panel

2:45 PM – 3:00 PM

Break

3:00 PM – 5:00 PM

Case study 3

Fri, Oct 31

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 10:00 AM

Case study presentations

10:00 AM - 10:15 AM

Break

10:15 AM - 11:15 AM

Effective partner engagement

11:15 AM – 12:15 PM

Championing an inclusive, supportive & competitive culture

This program is subject to change. Please bookmark this page to check for continuing updates. Read ABA Conference and School Policies to help answer additional questions.

Keep Me Informed

Get updates on the next session of the Compliance Schools. Contact Nyel Rountree if you have any questions.