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Curriculum | Compliance School - Advanced

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Course Catalog Advisory Board

The Advanced Compliance School is the financial industry's premier advanced-level training of its kind. The school is built around a forward thinking case study designed to foster collaboration, promote creative problem solving and enhance critical thinking.  School courses complement each case study exercise, providing foundational knowledge and applicable aspects of the FFIEC Exam Guidance to ensure students are equipped to work through the assigned tasks.

This comprehensive, educational experience fosters learning and sharing with your peers and is essential for your institution's success.

Continuing Education Credits 

Continuing education credits are awarded based on their relevance to certification examination outlines. Credits may vary from year to year based on changing schedules. Visit aba.com/certifications for more information about the CRCM designation, how to apply, and updated CRCM credits.

Fall 2020 Schedule

The schedule for the Fall 2020 session will be available in early 2020. In the meantime, take a look back at the 2019 schedule.

Look Back: 2019 Schedule

Download Schedule (PDF)

  • Mon, Oct 7

  • Tues, Oct 8

  • Wed, Oct 9

  • Thu, Oct 10

  • Fri, Oct 11

Mon, Oct 7

8:00 am - 9:00 am

Registration

9:00 am - 9:45 am

Orientation

9:45 am - 12:15 am

Understanding Differences

12:15 am - 1:15 pm

Lunch

1:15pm - 3:00pm

Managing Compliance Risk - Governance

3:15pm - 5:15 pm

Managing Compliance Risk - Risk Assessment

Dinner With Case Study Team

Tues, Oct 8

7:00am - 8:00am

CRCM Information Session (Optional)

8:00am - 9:15am

Influencing Management

9:30am - 10:45 am

Case Study

11:00 am- 11:45 am

Case Study Debrief

11:45 am - 12:45pm

Lunch

12:45pm - 2:15pm

Managing Compliance Risk - Monitoring

2:30pm - 4:00 pm

Complaint Management

4:15pm - 5:30pm

Managing Training

Dinner On Your Own

Wed, Oct 9

8:00 am - 9:15 am

Managing Compliance Risk - Reporting

9:30 am - 11:00 am

Due Diligence

11:15 am - 12:15 pm

Change Management

12:15 pm - 1:15 pm

Lunch

1:15 pm - 3:15 pm

Case Study 2

3:30 pm - 4:30 pm

Case Study 2 Debrief

Dinner On Your Own

Thu, Oct 10

8:00 am - 10:00 am

Issue Management & Root Cause Analysis

10:15 am - 11:45 am

Exam & Audit Management

11:45 am - 12:45 pm

Lunch

12:45 pm - 1:45 pm

Regulator Panel

2:00 pm - 5:00 pm

Case Study 3

Dinner On Your Own

Fri, Oct 11

8:00 am - 10:00 am

Case Study Presentations

10:15 am - 12:15 pm

Culture

1:00 pm

SCHOOL CONCLUDES

Please do not make travel plans to depart before the session ends at 12:15 pm. If submitting for credit and you elect to depart early, we cannot grant a certificate of completion.

This program is subject to change. Please bookmark this page to check for continuing updates. Read ABA Conference and School Policies to help answer additional questions.