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Curriculum | Compliance School - Advanced

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Course Catalog Advisory Board

The Advanced Compliance School is the financial industry's premier advanced-level training of its kind. The school is built around a forward thinking case study designed to foster collaboration, promote creative problem solving and enhance critical thinking.  School courses complement each case study exercise, providing foundational knowledge and applicable aspects of the FFIEC Exam Guidance to ensure students are equipped to work through the assigned tasks.

This comprehensive, educational experience fosters learning and sharing with your peers and is essential for your institution's success.

Continuing Education Credits

ABA Professional Certifications has approved the 2018 ABA Compliance School - Advanced for 39.5 CRCM credits and 38 CPE credits (Regulatory Ethics).

Continuing education credits are awarded based on their relevance to certification examination outlines. Credits may vary from year to year based on changing schedules. Visit aba.com/certifications for more information about the CRCM designation, how to apply, and updated CRCM credits.

Schedule

Download PDF Schedule

Monday, October 7
8:00 am - 9:00 amRegistration
9:00 am - 9:45 amOrientation
9:45 am - 12:15 amUnderstanding Differences
12:15 am - 1:15 pmLunch
1:15pm - 3:00pmManaging Compliance Risk - Governance
3:15pm - 5:15 pmManaging Compliance Risk - Risk Assessment
Dinner On Your Own
Tuesday, October 8
7:00am - 8:00amCRCM Information Session - OPTIONAL
8:00am - 9:15amInfluencing Management
9:30am - 10:45 amCase Study
11:00 am- 11:45 amCase Study Debrief
11:45 am - 12:45pmLunch
12:45pm - 2:15pmManaging Compliance Risk - Monitoring
2:30pm - 4:00 pmComplaint Management
4:15pm - 5:30pmManaging Training
Dinner On Your Own
Wednesday, October 9
8:00 am - 9:15 amManaging Compliance Risk - Reporting
9:30 am - 11:00 amDue Diligence
11:15 am - 12:15 pmChange Management
12:15 pm - 1:15 pmLunch
1:15 pm - 3:15 pmCase Study2
3:30 pm - 4:30 pmCase Study 2 Debrief
Dinner On Your Own
Thursday, October 10
8:00 am - 10:00 amIssue Management & Root Cause Analysis
10:15 am - 11:45 amExam & Audit Management
11:45 am - 12:45 pmLunch
12:45 pm - 1:45 pmRegulator Panel
2:00 pm - 5:00 pmCase Study 3
Dinner On Your Own
Friday, October 11
8:00 am - 10:00 amCase Study Presentations
10:15 am - 12:15 pmCulture
1:00 pmSCHOOL CONCLUDES - Please do not make travel plans to depart before the session ends at 12:15 pm. If submitting for credit and you elect to depart early, we cannot grant a certificate of completion.

This program is subject to change. Please bookmark this page to check for continuing updates. Read ABA Conference and School Policies to help answer additional questions.