Curriculum | Compliance School - Advanced | American Bankers Association

We’re currently working on this event’s program. To see the types of topics you can expect, check out the Fall 2023 program below.

2023 Schedule

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Sun, Oct 15
Mon, Oct 16
Tues, Oct 17
Wed, Oct 18
Thu, Oct 19
Fri, Oct 20

Sun, Oct 15

4:00 PM - 5:00 PM

Early Registration Open

Mon, Oct 16

7:00 AM - 9:00 AM	Registration & Breakfast
9:00 AM - 9:15 AM	Orientation
9:15 AM - 11:45 AM	Understanding Differences
12:00 PM - 1:15 PM	Team Orientation w/ Lunch
1:15 PM - 2:30 PM	Managing Compliance Risk - Governance
2:45 PM - 4:45 PM	Managing Compliance Risk - Risk Assessment
5:00 PM - 6:00 PM	Welcome Reception

Tues, Oct 17

7:00 AM - 8:00 AM	Breakfast \| CRCM Information Session (Optional)
8:00 AM - 9:15 AM	Influencing Management
9:30 AM - 10:45 AM	Case Study 1
11:00 AM - 11:45 AM	Case Study 1 Debrief
11:45 AM - 12:45 PM	Lunch
12:45 PM - 2:15 PM	Managing Compliance Risk - Monitoring
2:30 PM - 4:00 PM	Complaint Management
4:15 PM - 5:30 PM	Managing Training

Wed, Oct 18

7:00 AM - 8:00 AM	Breakfast
8:00 AM - 9:15 AM	Managing Compliance Risk - Reporting
9:30 AM - 12:00 PM	Issue Management & Root Cause Analysis
12:00 PM - 1:00 PM	Lunch
1:00 PM - 1:15 PM	Presentation
1:15 PM - 3:15 PM	Case Study 2
3:30 PM - 4:30 PM	Case Study 2 DEBRIEF
5:00 PM - 8:00 PM	Mid-Week Celebration

Thu, Oct 19

7:00 AM - 8:00 AM	Breakfast
8:00 AM - 9:30 AM	Data Analytics
9:45 AM - 10:45 AM	Change Management
11:00 AM - 12:15 PM	Exam & Audit Management
12:15 PM - 1:15 PM	Lunch
1:15 PM - 2:15 PM	Regulator Panel
2:30 PM - 4:30 PM	Case Study 3

Fri, Oct 20

7:00 AM - 8:00 AM	Breakfast
8:00 AM - 10:00 AM	Case Study Presentations
10:15 AM - 11:15 AM	Effective Partner Engagement
11:15 AM - 12:15 PM	Championing an Inclusive & Competitive Culture

Please do not make travel plans to depart before the session ends at 12:15pm. If submitting for credit and you elect to depart early, we cannot grant a certificate of completion.

This program is subject to change. Please bookmark this page to check for continuing updates. Read ABA Conference and School Policies to help answer additional questions.

Curriculum | Compliance School - Advanced