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Curriculum | Compliance School - Intermediate

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The Intermediate Program provides compliance professionals at all levels of career experience with a practical approach to compliance regulation. The school puts you, your peers, and faculty experts in an interactive, collaborative environment - to maximize "hands-on" learning and move beyond the basics of individual regulations.

You'll apply compliance regulations to the day-to-day needs and demands of your job, focus on the most pressing issues and topics facing compliance professionals today, and be supplied with the tools, skills, and insights you need to make sounds decisions and take action. The curriculum includes practical applications in conducting a risk assessment, fair lending applications, compliance in loan servicing, identifying potential UDAAP exposures and identifying loans, investments and services that qualify for CRA performance consideration.

Continuing Education Credits 

Visit ABA Certifications for more information about how to apply for the CRCM ABA Professional certification.

The 2022 Intermediate Compliance School has been approved for 32 CRCM credits. CRCM Credit will be added to your certification record on your behalf by May 13, 2022. 

Continuing Professional Education Credit

The 2022 Intermediate Compliance School will offer 31.8 CPE credits (Field of Study-Regulatory Ethics). Attendees will receive instructions via email after the event concludes on how to obtain their CPE certificate of completion.

American Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

2023 Schedule

We’re working on this event’s program. To see the types of topics you can expect, check out the 2022 program.

2022 Schedule

Download Schedule

All times are in ET.

  • Wed, Apr 27

  • Thurs, Apr 28

  • Fri, Apr 29

  • Mon, May 2

  • Wed, May 4

  • Fri, May 6

Wed, Apr 27

12:00 PM - 2:00 PM

Building a Compliance Management System

2:15 PM - 3:45 PM

Digital Compliance

Thurs, Apr 28

11:30 PM - 1:30 PM

Risk Assessment

1:45 PM - 4:00 PM

Risk Assessment Exercise Work and Interview

Fri, Apr 29

11:00 AM - 2:30 PM

UDAAP: Potential Exposures and Business Practices

3:00 PM - 5:15 PM

BSA/AML

5:15 PM - 5:45 PM

Q&A with Faculty

Mon, May 2

11:00 AM - 1:30 PM

Fair Lending Applications

2:00 PM - 4:30 PM

Qualifying CD Loans, Service and Investments for CRA

4:30 PM - 5:00 PM

Q&A with Faculty





Wed, May 4

12:00 PM - 4:00 PM

Deposit and Payments Compliance

4:00 PM - 4:30 PM

Q&A with Faculty

Fri, May 6

11:00 AM - 11:30 AM

Presentation

11:30 AM - 3:30 PM

Compliance in the Loan Life Cycle (Loan Originations and Servicing)

3:30 PM - 4:00 PM

Wrap Up/Q&A

This program is subject to change. Please bookmark this page to check for continuing updates. Read ABA Conference and School Policies to help answer additional questions.

Keep Me Informed

Get updates on the next session of the Compliance Schools. Contact Nyel Rountree if you have any questions.