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ABA: The American Bankers Association
Industry Insight

From Principles to Practice: Agentic Innovation and Trusted AI in Compliance Transformation

  • Brought to you by Wolters Kluwer
  • Published August 24, 2026

How organizations are rethinking control, accountability, and scale in compliance

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Introduction

The continued evolution of the regulatory environment challenges compliance functions to balance growing complexity with consistent execution and clear accountability. However, for many financial institutions, operating models spanning obligations, risk, controls, and audit remain fragmented, limiting visibility across the compliance lifecycle and making it harder to consistently scale and evidence decision-making.

The webinar From principles to practice: Agentic innovation and trusted AI in compliance transformation by Wolters Kluwer and Chartis Research, explored how institutions are assessing new approaches to connect regulatory obligations, risks, controls, and evidence more systematically. This revealed how agentic AI, alongside evolving governance expectations, may support more structured and traceable compliance operating models.

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Wolters Kluwer

Wolters Kluwer provides customers worldwide with risk management, compliance, finance and audit solutions that help them successfully navigate regulatory complexity, optimize risk and financial performance, and manage data to support critical decisions. More than 14,000 financial services organizations look to us to help address compliance and operational risk management issues in the following areas: consumer, commercial, mortgage, and indirect lending, privacy, new accounts opening and disclosures, regulatory reporting, customer identification, anti-money laundering and fraud prevention, individual retirement accounts and health savings accounts, securities compliance & insurance compliance. Wolters Kluwer’s Governance, Risk & Compliance (GRC) is a division of Wolters Kluwer, providing banking professionals with solutions to ensure compliance with ever-changing regulatory obligations, manage risk, increase efficiency, and produce better business outcomes. GRC offers a portfolio of technology-enabled expert services and solutions focused on legal entity compliance, legal operations management, banking product compliance, and banking regulatory compliance. Wolters Kluwer hosts the annual CRA & Fair Lending Colloquium. This conference is sponsored by the American Bankers Association and ABA members receive a 10% discount on the conference registration fee. Details can be found at www.cracolloquium.com. Our prominent brands include: Capital Changes, CASH Suite™, ComplianceOne, Expere®, GainsKeeper®, OneSumX®, TeamMate®, Uniform Forms™, Vanceo™ and Wiz®. Wolters Kluwer (AEX: WKL) is a global leader in information services and solutions for professionals in the health, tax and accounting, risk and compliance, finance and legal sectors. Wolters Kluwer reported 2018 annual revenues of €4.3 billion. The company, headquartered in Alphen aan den Rijn, the Netherlands, serves customers in over 180 countries, maintains operations in over 40 countries, and employs 19,000 people worldwide.

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