Compliance Audit Manual

The Compliance Audit Manual gives you step-by-step guidelines for developing and conducting a complete compliance audit.

• Internal control questionnaires and audit procedure checklists lead you from program creation through compliance.
• Guidelines are grouped into 12 functional areas, such as the Bank Secrecy Act, compliance program audits, lending and open-end credit accounts, and more.
• Quarterly updates identify revisions in the laws and regulations that might trigger the need for changes in processes, helping you avoid fines and expensive corrective actions.

You'll also receive a supplement with your subscription — A Review of Consumer Laws and Regulations — providing detailed summaries of major requirements in the areas of consumer compliance.

Subscribers to the Electronic Edition receive an updated PDF each quarter of both the Compliance Audit Manual and the Review of Consumer Laws and Regulations.

• Compliance Audit Manual Table of Contents (PDF)
  • Sample Chapter and Checklist (PDF)
• Review of Consumer Laws and Regulations Table of Contents and Sample Chapter (PDF)