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Explore the background of the Securities landscape from c. 2007.

The ABA Securities Association

The ABA Securities Association—a separately chartered trade association and non-profit subsidiary of ABA—represents the interests of banks underwriting and dealing in securities, proprietary mutual funds and derivatives.

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News

NewsByte
FASB will not eliminate HTM classification
December 28, 2023
Article
SEC custody rule would harm retail investors – but it’s not too late to change course
June 20, 2023
Article
New perspective on climate-related financial risk
June 09, 2023
Press Release
ABA, FSF, BPI: Proposed SEC Rule Would Harm Investors, Financial Markets
May 08, 2023

Representing the Interest of Larger Banks Dealing in Securities

The ABA Securities Association (ABASA) is a separately chartered trade association focused on the needs of large financial institutions with significant capital markets businesses.

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Related Training & Events

Post-Mortem Planning and Trust Administration
Recorded Webinar | November 2, 2023
Estate Planning for the Family-Owned Business Part 2 (Tax Planning)
Recorded Webinar | September 7, 2023
Stock Selection and Analysis
Self-Paced Training
Special Needs Trusts
Self-Paced Training

ABA Resources

ABA Awards
ABA's Under 40 in Wealth Management Awards

Industry Resources

More Information on STAMP

Policy Analysis & Advocacy Efforts

Letter to Congress & Regulators
Letter to Congress on Staff Accounting Bulletin 121
February 29, 2024
Letter to Congress & Regulators
Joint Comments to SEC on Staff Accounting Bulletin No. 121
February 14, 2024
Comment Letter
Joint Comments on the SEC's Safeguarding Proposal
September 12, 2023
Comment Letter
Joint Letter to SEC on Reg S-P
June 5, 2023

Securities Regulatory Proposals

Related Acts & Regulations

Related Products

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