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Risk Management Issues for Corporate Trustees

Aired: Thursday, August 30, 2018 

2.0 CCTS, 2.0 CSOP, 2.0 CERP

In this 90-minute recorded Briefing we identify current risk issues facing Corporate Trustees and how to mitigate them from both a regulatory and case law perspective. We discuss leading industry practices and ways to mitigate the risk issues facing the business. Get your questions answered!

Discussion Highlights:

  • Proper pre-acceptance practices
  • Wire transfer fraud and protective measures to be taken
  • Current KYC practices
  • Regulatory focus on Reg 9 issues for accounts in default
  • Legal Issues concerning the current trends creating risk for Trustees
  • SEC Transfer Agent rule revision update


  • Jeffrey J. Powell, CCTS, President, Corporate Trust Insights LLC (moderator)
  • Kimberlee F. Wilson, Senior Vice President, Corporate Trust Strategic Risk Officer, BOK Financial

 Continuing Education Credits


ABA Professional Certifications has approved this program for 2.0 CCTS, 2.0 CSOP and 2.0 CERP continuing education credits for the live program and the recording.

CPE logoRecordings are not eligible for CPE credits. 

American Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:

Program Questions? Please contact Linda Shepard / Cari Hearn.

 Pricing & Purchasing


Streaming Online Recording
Now Available

ABA Member • $235
Non-Member • $365



  • Corporate Trustees (Municipal and Structured Finance)
  • Corporate Trust Risk Managers
  • Trust Operations Managers and Administrators
  • In-house and Outside Counsel
  • Regulatory Officials
  • Corporate Trust Auditors
  • Bond Counsel
  • Financial Advisors and Issuers
  • CCTSs and CPAs

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 About ABA Briefings