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AML Transaction Monitoring: Keeping Practices Relevant in a Time of Change

Aired: Wednesday, July 18, 2018


1.25 CAFP, 1.25 CRCM, 1.25 CERP

Many banks have had automated transaction monitoring solutions for years, yet are still plagued by ineffective rules or other issues that may compromise overall effectiveness. How do you know if you have issues? How do you keep your transaction monitoring rules and techniques relevant in a dynamic environment?

Discussion Highlights:

  • Core concepts and practices of a sound transaction monitoring program
  • Exploring various methods to align transaction monitoring to the risk of the bank
  • Approaches to addressing inefficiencies
  • Emerging technologies that can improve the effectiveness of your transaction monitoring program

Speakers:

  • Megan D. Hodge, CAMS, Executive Compliance Director, BSA/AML Officer, Enterprise Compliance Regulatory Affairs, Ally Bank
  • Herbert R. Mazariegos, AMLP,  U.S. Chief BSA/AML/OFAC Officer, BMO Financial Group
 

 Continuing Education Credits

 

ABA Professional Certifications has approved this program for 1.25 CAFP, 1.25 CRCM and 1.25 CERP continuing education credits for the live program and the recording.

CPE logoRecordings are not eligible for CPE credits. 

American Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

​Program Questions? Please contact Linda Shepard / Cari Hearn.
 

 Pricing & Purchasing

 

Streaming Online Recording
Now Available

ABA Member • $210
Non-Member • $310

 

 Audience

 
  • BSA/AML Officers, Managers and Analysts
  • Compliance Officers, Managers and Analysts
  • Financial Crimes Professionals or Coordinators
  • Internal Auditors
  • CAFPs, CRCMs, and CPAs
 

 Related Briefings

 
 

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