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An Introduction to Securities Lending

Wednesday, April 17, 2019 • 2:00 - 3:00 p.m. ET


1.25 CSOP

Securities lending remains a mystery to many. It is a way of carving out additional revenue on a portfolio of assets, by loaning them temporarily to a broker. But is it that simple?

This program will provide an introductory overview of securities lending as a strategy and a product, and explore the risks and rewards of the strategy. It will explain the difference between securities lending and repos, define the process of collateralization and rebates, and will evaluate risk.

Discussion Highlights:

  • Basics of securities lending
  • Securities lending risks and regulations
  • Short selling, buybacks
  • Examine leading industry practices
  • Speaker:

    • Michael Daly, Director of Risk Management and Operations, Lloyd Pohl Consulting
 

 Continuing Education Credits

 

ABA Professional Certifications has approved this program for 1.25 CSOP continuing education credits for the live program and the recording.

CPE logoThis group-live event is eligible for 1.0 CPE credit for CPAs (Specialized Knowledge). Recordings are not eligible for CPE credits. No prerequisites required.

American Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

Program Questions? Please contact Linda Shepard / Cari Hearn.
 

 Purchase

 

Live Webinar or Recording


Live registration provides a connection for one room where unlimited listeners can be present, and streaming recording access FREE for 7 days.

 

 Audience

 
  • Operational Risk Managers
  • Chief Information Security Officers
  • Risk Management Specialists
  • Operational Risk Managers
  • Operational Risk Analysts
  • Risk Assessment Managers
  • CSOPs, CPAs
 

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