This site uses cookies to improve your browsing experience, gather site analytics and activity, track shopping cart contents, and deliver relevant marketing information.
View our privacy policy and manage your settings here. By using our site you agree to these terms.

Proxy – What You Need to Know in 2019

Aired: May 22, 2019

1.25 CCTS, 1.25 CSOP

As Corporate Governance continues to come into focus, more and more shareholders are feeling the need to voice their opinions on how a company should be run. The annual proxy vote gives the shareholder the ability to voice these concerns. As a result, more and more financial intermediaries are feeling the pressure from their clients to provide these services timely and accurately.

This recorded webinar will go from the basics to the complex variables of the proxy process.

Discussion Highlights:

  • U.S./Non-U.S. proxy overview
  • Respondent banking process
  • ADR meetings
  • Contested meetings
  • Sanctions
  • Client reporting


  • Patrick Krull, Vice President, The Northern Trust Company
  • Ryan Chislett, 2nd Vice President, The Northern Trust Company


 Continuing Education Credits


ABA Professional Certifications has approved this program for 1.25 CCTS and 1.25 CSOP continuing education credits for the live program and the recording.

CPE logoRecordings are not eligible for CPE credits. No prerequisites required.

American Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:

Program Questions? Please contact Linda Shepard / Cari Hearn.



Recorded Webinar

Suite Savings!
The recorded program is also available as part of the 2019 Securities Operations Services Recorded Webinars Suite.



  • Trust Operations Managers
  • Trust Officers
  • Operations Personnel
  • Trust Counsel
  • Trust Risk Advisors
  • Trust Department Managers
  • CSOPs, CPAs

 Related Programs


 About ABA Webinars