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ABA Compliance School - Intermediate

April 1-4, 2019 • Hilton El Conquistador • Tucson, AZ

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Course Catalog  |  Faculty  |  Advisory Board

The Intermediate Program provides compliance professionals at all levels of career experience with a practical approach to compliance regulation. The school puts you, your peers, and faculty experts in an interactive, collaborative environment - to maximize "hands-on" learning and move beyond the basics of individual regulations.

You'll apply compliance regulations to the day-to-day needs and demands of your job, focus on the most pressing issues and topics facing compliance professionals today, and be supplied with the tools, skills, and insights you need to make sounds decisions and take action. The curriculum includes practical applications in conducting a risk assessment, fair lending applications, compliance in loan servicing, identifying potential UDAAP exposures and identifying loans, investments and services that qualify for CRA performance consideration.

Continuing Education Credits

ABA Professional Certifications has approved the 2019 ABA Compliance School - Intermediate for 38 CRCM credits and 37.5 CPE credits (Regulatory Ethics).

Continuing education credits are awarded based on their relevance to certification examination outlines. Credits may vary from year to year based on changing schedules. Visit ABA Certifications for more information about the CRCM designation, how to apply, and updated CRCM credits.


Download PDF Schedule

Monday, April 1
7:00 am - 8:00 am Registration
8:00 am - 10:30 am Hot Topics Panel Discussion
10:45 am - 12:45 pm Risk Assessment
12:45 pm - 1:45 pm Lunch
1:45 pm - 4:00 pm Risk Assessment
4:15 pm - 5:45 pm Fair Lending Applications
6:00 pm - 6:45 pm Networking Reception
Dinner On Your Own
Tuesday, April 2
8:00 am - 10:00 am Fair Lending Applications
10:15 am - 12:45 pm BSA/AML
12:45 pm - 1:45 pm Lunch
1:45 pm - 5:45 pm UDAAP: Potential Exposures and Business Practices
Dinner On Your Own
Wednesday, April 3
7:00 am - 8:00 am CRCM Information Session - OPTIONAL
8:00 am - 9:45 am Digital Compliance
10:00 am - 12:30 pm Building a Compliance Management System
12:30 pm - 1:30 pm Lunch
1:30 pm - 5:45 pm Deposit and Payments Compliance
Dinner On Your Own
Thursday, April 4
8:00 am - 12:45 pm Compliance in the Loan Life Cycle (Loan Originations and Servicing)
12:45 pm - 1:45 pm Lunch
1:45 pm - 4:15 pm
Qualifying CD Loans, Service and Investments for CRA
4:15 pm Program Concludes

Schedule and course offerings subject to change.

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​Program Questions? Please contact Alison Oshop.


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