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Risk Management Control Frameworks

Describes the processes in a bank's risk management system design. Explains Federal Reserve and OCC risk categories and operational risk event types. Covers the benefits and roles and responsibilities of the three lines of defense risk management model and standards. Provides the components and three categories of the (COSO) of the Treadway Commission’s internal control framework and the types of internal controls.

Duration: Approximately 40 minutes
Created: July 2018
Updated: July 2019

What You'll Learn

After successfully completing this course, you will be able to:

  • Describe the function of a bank's risk governance framework
  • Identify the three main risk categories and seven operational risk event types
  • Describe the roles and responsibilities of the three lines of defense
  • Identify the components of an internal control framework and the types of internal controls


Risk management and control professionals in the first, second or third line functions with primary responsibilities including risk assessment, risk testing, measurement and monitoring, risk reporting, audit, or governance across credit risk, financial and/or non-financial risk categories. Directors, members of senior management, State/Federal bank examiners, external risk consultants or auditors.

Course Credits

ABA Professional Certifications: 1.0 CERP

ABA Certificates: This course applies to the Certificate in Risk Management Frameworks.

Questions? Please contact ABA Training for more information.




Purchase for a Team
To license this course to your bank for multiple learners, please contact ABA Training.


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