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Real Estate Settlement Procedures Act (RESPA) for Compliance Professionals

Provides a complete overview of the Real Estate Settlement Procedures Act requirements, including disclosure requirements and anti-kickback provisions. Explains the early disclosure requirements and tolerances, escrow disclosures, the Affiliated Business Arrangement Notice, requirements for loan servicers, and practices to avoid.

Reviewed: July 2019 (no changes necessary)
Re-versioned: June 2016

What You'll Learn

After completing this course, students will be able to:

  • Identify loan transactions that are covered under RESPA
  • Explain the timing and content of application and settlement disclosures 
  • Identify requirements for loan servicers in all aspects of servicing a mortgage loan
  • Describe activities and business practices prohibited under Section 8 and the consequences of a violation


Compliance professionals including compliance managers, officers, and other compliance team members whose primary role is within the compliance function at their financial institution; bank examiners, bank regulators, auditors and lending compliance professionals.

Course Credits

ABA Professional Certifications: 2.5 CERP, CRCM

ABA Certificates: This course applies to the ABA Certificate in Lending Compliance.

Your Instructor

Lucy H. Griffin, CRCM
President, Compliance Resources, Inc.

Griffin has extensive experience working with regulatory agencies.
Through her work for regulatory agencies and for ABA, she has developed and maintained a high level of expertise in all areas of compliance, particularly consumer credit protection and deposit regulations. Griffin is a Certified Regulatory Compliance Manager through ABA Professional Certifications.

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​Questions? Please contact ABA Training​ for more information.



Purchase for a Team
To license this course to your bank for multiple learners, please contact ABA Training.​


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