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Digital Compliance for Compliance Professionals

 

Explores the fundamental issues of compliance in the age of electronic signatures and the Web, as well as how to apply the various rules when engaging with customers and employees in the digital world.​


Reviewed: July 2017, no changes necessary
Updated: July 2016

 

What You'll Learn

After completing this course, students will be able to:
  • Explain the advertising rules for financial institutions
  • Define social media and the FFIEC guidance requirements
  • Describe the regulatory considerations associated with digital banking services
  • Explain mobile banking services and the regulatory requirements
  • Identify the considerations for a vendor handling a bank's digital channels

​Audience

Compliance and risk management professionals including compliance managers, officers, and other team members whose primary role is within the compliance function at their financial institution; bank examiners, bank regulators, and auditors.​

Course Credits


Your Instructor

Thomas Healy
Chief Compliance Officer
Ally Bank, Midvale, UT

Thomas Healy ist he Deputy Chief Compliance Officer at Ally Bank. Prior to Ally, he was a Compliance & Operational Risk Manager at Bank of America. Prior to his work at Bank of America, Thomas was the Compliance Officer at F&M Bank in Granite Quarry, NC. Thomas serves on the faculty and advisory boards of the ABA Compliance Schools and the editorial board for the ABA Bank Compliance magazine.​​​

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​​Questions? Contact ABA Training​ for more information.
 

 Purchase

 

Purchase for a Team
To license this course to your bank for multiple learners, please contact ABA Training.​

 

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