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Board Oversight: Compliance Management

Explores a bank board’s key responsibility for oversight of a bank’s compliance risk management program. This includes establishing and communicating a bank’s appetite for compliance risk, providing resources and support to effectively implement the compliance program, and reviewing the outcomes of the program and responding to elevated risk issues.

Duration: Approximately 4 minutes
Created: September 2018

What You'll Learn

After successfully completing the course, you will be able to:

  • ​Explain the compliance risk management responsibilities assigned to the compliance officer
  • Explain the compliance management oversight responsibilities assigned to the board of directors
  • Explore the board's ongoing risk monitoring process to keep up with changing bank activities

Audience

For members of a bank's board of directors.


​Questions? Please contact training@aba.com for more information.

 

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Note to Members: If you need to record your training for compliance purposes, sign in to ABA's LMS and access this training through your Frontline Compliance Training license agreement.

 

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