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Presentations | Compliance School - Foundational

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We are pleased to provide downloadable session materials for the 2019 ABA Fall Foundational Compliance School. This site will be live and these session materials will be available for you to download for the next 6 months.

Continuing Education Credits

Request CPE Certificate of Completion

ABA Professional Certifications' CE credits are awarded based on their relevance to certification examination outlines. Credits may vary from year to year based on changing schedules. Visit aba.com/certifications for more information about the CRCM designation, how to apply, and updated CRCM credits.

Fall Session Materials

Download PDF Schedule Download All Materials (Zip)

Saturday, October 5, 2019

Session PresentationHandout
Navigating Laws, Rules & Regulations
Elements of a Compliance Program
SCRA & Military Lending Act
  • None
Appraisals
  • None

Sunday, October 6, 2019

Session PresentationHandout
BSA/USA PATRIOT Act
  • None
OFAC
  • None
UDAAP (plus FDCPA)
Privacy and Information Sharing
  • None

Monday, October 7, 2019

Session PresentationHandout
Reg CC
Reg Z closed
  • None

Tuesday, October 8, 2019

Session PresentationHandout
FCRA
  • None
Reg Z open
  • None

Wednesday, October 9, 2019

Session PresentationHandout
Reg B
  • None
CRA Small and Intermediate Banks
CRA Large Banks
Credit Card Compliance
Reg DD
Reg D
  • None
Fair Lending
  • None

Thursday, October 10, 2019

Session PresentationHandout
Flood
  • None
Reg O
HMDA

Friday, October 11, 2019

Session PresentationHandout
RESPA
  • None
Reg E
  • None

School Transcripts

Transcripts and Verification of Attendance to the ABA Compliance Schools are available from 1990 to present.

To request either document, please e-mail Daisy Johnson with your name (maiden last name), school attended, year of attendance and location.