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Program | Regulatory Compliance Conference

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Sessions will be delivered live as well as pre-recorded, and all will be available for viewing on-demand for two months after the live days conclude. Content will be available for attendees from event launch on June 22 through August 31, 2021. Please note: the platform closes at 11:59 AM PT on August 31, 2021 and content will no longer be available.

Our conference program will feature the following topic areas which also match CRCM exam coverage, resulting in higher CE credits for the conference:

  • Innovation and Automation 
    • Understanding Technology’s Role in Product and Service Delivery and Regulatory Compliance Obligations
    • Technology Planning and Managing for the Future in Compliance Management
  • Data Governance 
  • Enterprise Compliance Risk Management (Governance/Measuring, Reporting/Exam Mgmt.)
  • Legal/Regulatory Risk  (also covers exam management, but litigation risk as well)
  • Consumer Protection Compliance (UDAAP, Privacy, New Product Development, etc.)
  • Lending Compliance
  • Leadership/Talent Management:  The Future-Focused Compliance Officer (includes DEI)
  • Information Security/Fraud
  • Third Party Risk 
  • BSA/AML/CFT Compliance Risk
  • ESG/Environmental Compliance Risk Management

2021 Program

Printable schedule at-a-glance

All times shown in ET.

  • June 22, 2021

  • June 23, 2021

  • June 24, 2021

June 22, 2021

10:00 AM – 11:30 AM

General Session: Opening Keynote

11:30 AM – 12:00 PM

Innovations and Solutions in the Marketplace

Your conference experience isn’t complete until you visit our corporate partners in the marketplace. Get to know this year’s exhibitors who offer the full array of essential advisory services and innovative software.

12:00 PM – 12:45 PM

Concurrent Sessions - Series 1

Select one session to watch now or later—all will be available in our on-demand library 24 hours after they air.

12:45 PM – 1:00 PM

Break

1:00 PM – 1:45 PM

Exhibitor and Sponsor Exchange

Visit a solutions roundtable, watch an on-demand video or listen to a podcast—this conference is rich with a wide variety of information (and fun!).

1:45 PM – 2:00 PM

Break

2:00 PM – 2:45 PM

Concurrent Session - Series 2

Select one session to watch now or later—all will be available in our on-demand library 24 hours after they air.

2:45 PM – 3:00 PM

Break

3:00 PM – 3:30 PM

Concurrent Sessions - Series 3

Get a 30-minute quick download on the latest regulatory changes during these flash sessions. Select one session to watch now or later—all will be available in our on-demand library 24 hours after they air.

3:30 PM – 3:45 PM

Break

3:45 PM – 4:45 PM

General Session

4:45 PM – 5:30 PM

Cocktails and Conversations: BYOB Peer Roundtables

5:30 PM

Day 1 Concludes

June 23, 2021

10:00 AM – 11:00 AM

General Session

11:00 AM – 11:45 AM

Exhibitor and Sponsor Exchange

Visit a solutions roundtable, watch an on-demand video or listen to a podcast—this conference is rich with a wide variety of information (and fun!).

11:45 AM – 12:30 PM

Concurrent Sessions - Series 4

Select one session to watch now or later—all will be available in our on-demand library 24 hours after they air.

12:30 PM – 12:45 PM

Break

12:45 PM – 1:45 PM

Exhibitor and Sponsor Exchange

Visit a solutions roundtable, watch an on-demand video or listen to a podcast—this conference is rich with a wide variety of information (and fun!).

1:45 PM – 2:00 PM

Break

2:00 PM – 2:45 PM

Concurrent Sessions - Series 5

Get a 30-minute quick download on the latest regulatory changes during these flash sessions. Select one session to watch now or later—all will be available in our on-demand library 24 hours after they air.

2:45 PM – 3:00 PM

Break

3:00 PM – 4:30 PM

General Session

4:30 PM – 5:15 PM

Cocktails and Conversation: BYOB Peer Roundtables

5:15 PM

Day 2 Concludes

June 24, 2021

10:00 AM – 11:00 AM

General Session

11:00 AM – 11:15 AM

Break

11:15 AM – 12:00 PM

Exhibitor and Sponsor Exchange

Visit a solutions roundtable, watch an on-demand video or listen to a podcast—this conference is rich with a wide variety of information (and fun!).

12:00 PM – 12:15 PM

Break

12:15 PM – 1:00 PM

Concurrent Sessions - Series 6

Select one session to watch now or later—all will be available in our on-demand library 24 hours after they air.

1:00 PM – 1:45 PM

Exhibitor and Sponsor Exchange

Visit a solutions roundtable, watch an on-demand video or listen to a podcast—this conference is rich with a wide variety of information (and fun!).

1:45 PM – 2:00 PM

Break

2:00 PM – 3:00 PM

General Session: Regulatory Roundtable

Expect a lively conversation with agency representatives on the full range of risk-related supervisory concerns and hot-button issues.

3:00 PM – 3:15 PM

Take a Solutions Break

Your conference experience isn’t complete until you visit our corporate partners in the Marketplace. This is your last chance to meet exhibitors who offer the full array of essential advisory services and innovative software.

3:15 PM – 4:15 PM

General Session: Closing Keynote

4:15 PM

Conference Adjourns

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