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StoneCastle

StoneCastle Financial Corp. is a closed-end investment company established to serve as an investor in healthy community banks seeking capital for organic growth, acquisitions, share repurchases and other refinancing activities. They invest in community banks that have experienced management teams, stable earnings, sustainable markets and growth opportunities. StoneCastle Financial Corp. is managed by their external advisor StoneCastle Asset Management LLC. StoneCastle Asset Management LLC ("Advisor") is an SEC-registered investment adviser dedicated to the community banking sector. StoneCastle Partners, the parent of their Advisor and its affiliates ("StoneCastle") has a more than ten-year history of investing in trust preferred capital securities and other obligations issued by community, regional and money center banks.