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CSOP Continuing Education Credit Options

Pre-Approved ABA Options

The following ABA programs have been pre-approved for Certified Securities Operations Professional (CSOP) continuing education (CE) credits as indicated below:

Conferences/Schools - Due to changes in content, new program credits are added 30 days prior to the date of the event. Please check back to see actual credits approved:


Program TitleCredits
ABA Risk Management Conference, March 25-27, 2020TBD
ABA Wealth Management and Trust Conference, February 23-25, 2020TBD
ABA Regulatory Compliance Conference, June 9-12, 2019TBD
ABA Risk Management Conference, April 7-9, 201914.75
ABA Wealth Management and Trust Conference, February 10-12, 201913.00
ABA Regulatory Compliance Conference, June 24-27, 2018up to 19.75
ABA Risk Management Conference, March 18-20, 201818.50
ABA Model Risk Management Workshop for Bank Risk Managers, March 17, 20187.50
ABA Wealth Management and Trust Conference, February 25-27, 2018 up to 15.25


Browse Available Programs

Program TitleCredits
Proxy – What You Need to Know in 2019, May 22, 20191.25
An Introduction to Securities Lending, April 17, 20191.25
Security and Privacy Issues for Fiduciaries and Clients, February 7, 20192.50
Regulatory Change Management – Pay it Forward!, February 5, 2019 2.00
Securities Operations Services Recorded Briefings Suite, 4 recordings, 20186.25
Industry Update for Corporate Trustees, November 7, 20182.00
Risk Management Issues for Corporate Trustees, August 22, 20182.00
ETFs: What, Who, Where, How, Why, August 14, 20181.25
Anatomy of Class Action Claim Filing, July 17, 20181.25
Ethical Issues for Trust Professionals, June 7, 20182.50
Life Cycle of a Trade, May 16, 20181.25
TPRM and GDPR: Where Do They Meet and What Does It Mean?, March 8, 20182.00
Corporate Actions, February 22, 2018 1.25
Regulatory Update for Corporate Trustees, February 7, 2018 2.00
Third Party Risk Management: Driving Effective Assessments Independently and Collaboratively, January 31, 2018 2.00

Online Training Courses 

Course TitleCredits
Account Acceptance and Termination1.00
Asset Allocation and Portfolio Management1.00
Banking Basics Suite0.25
Banking Law and Referrals1.00
Basic Administrative Duties of a Trustee12.00
BSA/AML: CIP Advanced0.75
BSA/AML: Complying with the BSA0.50
BSA/AML: Exempting Customers from CTR Reporting0.50
BSA/AML: Overview0.25
BSA/AML: Recordkeeping-Wires, Money Orders, and Other Challenges0.50
BSA/AML: Reporting0.50
BSA/AML: Risk Assessment and Customer Due Diligence0.25
BSA/AML: SAR Reporting1.00
Basic Characteristics of a Trust1.00
Bond Selection and Analysis1.00
Certificate in BSA and AML Compliance1.25
Certificate in Operational Risk Management9.75
Cybersecurity Management1.25
Duties and Powers of the Trustee1.00
Economics for Bankers (no longer offered)45.00
Economics & Markets1.00
Elements of an Operational Risk Management Program1.00
Estate and Guardian Administration1.00
Ethical Issues for Bankers1.00
FDIC Insurance Coverage1.00
Fiduciary Law1.00
Fundamentals of Alternative Investment Products1.25
Incident Management and Resilience1.25
Information Security and Red Flags1.00
Introduction to Analyzing Financial Statements3.75
Introduction to IRAs0.75
Introduction to Investment Management2.75
Introduction to Trust Administration2.00
Introduction to Trust Products and Services12.00
Investment Policy1.00
Investment Products1.25
Minimizing Fiduciary Risk and Litigation1.00
Office of Foreign Assets Control (OFAC)0.50
Office of Foreign Assets Control (OFAC) for Compliance Professionals1.00
Operational Risk Model Management1.50
Oversight and Management of Operational Risk1.25
Payments and Settlements1.00
Privacy for Customer Contact Personnel0.50
Prudent Portfolio Management1.00
Reserve Requirements for Depository Institutions (Reg D) for Compliance Professionals0.50
Right to Financial Privacy Act (RFPA)
Risk and Control Self Assessment1.25
Stock Selection and Analysis1.00
Truth in Savings Act (Reg DD)1.25
Vendor Risk Management1.25
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Other CE Options and FAQs

See links below for all general types of programs that do and do not qualify for continuing education credits, along with frequently asked questions.

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