This site uses cookies to improve your browsing experience, gather site analytics and activity, track shopping cart contents, and deliver relevant marketing information.
View our privacy policy and manage your settings here. By using our site you agree to these terms.

Compliance Audit Manual

The Compliance Audit Manual gives you step-by-step guidelines for developing and conducting a complete compliance audit.

  • Internal control questionnaires and audit procedure checklists lead you from program creation through compliance.
  • Guidelines are grouped into 12 functional areas, such as the Bank Secrecy Act, compliance program audits, lending and open-end credit accounts, and more.
  • Quarterly updates identify revisions in the laws and regulations that might trigger the need for changes in processes, helping you avoid fines and expensive corrective actions.

You'll also receive a supplement with your subscription — A Review of Consumer Laws and Regulations — providing detailed summaries of major requirements in the areas of consumer compliance.

Subscribers to the Electronic Edition receive an updated PDF each quarter of both the Compliance Audit Manual and the Review of Consumer Laws and Regulations.


​For more information about this product, please contact Chris Kelly.




3-hole punched paper version
(no binder),
Quarterly Update Service 
Catalog #246250
First Year
$525 List/$350 Member
Add to Cart

Electronic Edition
One year of PDF updates,
emailed quarterly
Catalog #3005777
$350 List/$250 Member
You will receive an email with your eBooks in 24-48 hours  

Note: After the first year, subscribers of both the print and electronic editions will be invoiced at the following annual rates:
$350 List/$250 Member