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9.17 Improvements to the Management of the SEC

<< Title IX Overview

9.17 Improvements to the Management of the SEC

 

 


9.17.     Improvements to the Management of the SEC.  The Act contains a series of measures intended to evaluate the operations of the SEC and to improve its operations.  These measures will, among other things, address internal controls, personnel management and oversight of FINRA. [§961-968]