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9.1 Investor Protection Initiatives

<< Title IX Overview

9.1 Investor Protection Initiatives

 

 


9.1.       Investor Protection Initiatives. The Act attempts to improve the effectiveness of the SEC's efforts at investor protection.  It establishes an Investor Advisory Committee charged with providing the SEC with investor perspectives and recommendations. [§911]   It also establishes an Office of Investor Advocate that will be charged with assisting investors and recommending regulatory changes to protect investors. [§915]