OTS: Stock Benefit Plans in Mutual-to-Stock Conversions and Mutual Holding Company Structures

ABA Contact: Dawn Causey
Published: 71 Federal Register 41179
Comments Due: September 18, 2006
Disposition: Filed


The Office of Thrift Supervision (OTS) is proposing to clarify its regulations regarding stock benefit plans established after mutual-to-stock conversions or in mutual holding company structures. In addition, OTS proposes to reduce the voting requirements for the adoption of stock benefit plans in mutual holding company structures and to make several other minor changes to the regulations governing mutual-to-stock conversions and minority stock issuances.

2006 Regulatory Chart
ABA Comment Letter
Federal Register