SEC: Mutual Fund Redemption Fees, Rule 22c-2

Contact: Compliance staff
Published: 71 Federal Register 11351
Comments Due: April 10, 2006
Disposition: Filed

The SEC has proposed amendments to SEC Rule 22c-2. The amendments proposed would (1) limit the types of intermediaries with which funds must negotiate information-sharing agreements; (2) address the rule's application when there are chains of intermediaries; and (3) clarify the effect of a fund's failure to obtain an agreement with any of its intermediaries.

2006 Regulatory Chart
Comment Letter
Federal Register