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SEC: Amendments to Section 303A of the NYSE Listed Company Manual Relating to Corporate Governance

ABA Contact: Sally Miller, 202-663-5331
Published: 69 Federal Register 65006, November 9, 2004
Comments Due: November 30, 2004
Disposition: Filed

Summary

The ABA filed a letter with the SEC suggesting that the NYSE should amend its Listed Company Manual to provide that loans to director’s companies that are permissible under Regulation O do not impair a director’s independence.

The letter was filed in connection with an SEC notice approving changes to Section 303A of the NYSE Listed Company Manual involving, among other things, revisions to the bright line tests for determining independence as the vehicle for making our request public.

2004 Regulations Chart
Federal Register
Comment Letter

Questions? Please contact Sally Milller for more information.