Risk Management Issues and Current Risk Challenges Facing Corporate Trustees

Aired: Wednesday, November 1, 2017

2.5 CCTS

In this two-hour recording we discuss developing current risk issues facing Corporate Trust providers and how to mitigate them from a regulatory, compliance and case law perspective.

This recording focuses on:

  • An update on BSA/AML issues regarding money laundering
  • Changes to SEC Transfer Agent rules
  • Compliance and internal audit focus
  • Risk Compliance Self-Assessment leading practices including Mapping
  • Operational risks
  • System hacking and its impact on Corporate Trust
  • Legal issues concerning the current trends creating risk for Trustees

Speakers:

  • Jeffrey J. Powell, CCTS, President, Corporate Trust Insights LLC
  • Kimberlee F. Wilson, Senior Vice President, Corporate Trust Strategic Risk Officer, BOK Financial
 

 Continuing Education Credits

 
ABA Professional Certifications has approved this program for 2.5 CCTS continuing education credits for the live program and the recording.

CPE logoRecordings are not eligible for CPE credits.

American Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.
Questions? Please contact Linda Shepard / Cari Hearn for more information.
 

 Pricing & Purchasing

 

Streaming Online Recording
Now Available

ABA Member • $265
Non-Member • $395

 

 Who Should Attend

 
  • Corporate Trustees (Municipal and Structured Finance)
  • Corporate Trust Risk Managers
  • Trust Operations Managers and Administrators
  • In-House and Outside Counsel
  • Regulatory Officials
  • Corporate Trust Auditors
  • Bond Counsel
  • Financial Advisors and Issuers
  • CCTSs, CPAs
 

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