Risk Management Issues and Current Risk Challenges Facing Corporate Trustees

Wednesday, November 1, 2017 • 2:00 - 4:00 p.m. ET
(rescheduled from September 12, 2017)

2.5 CCTS

In this briefing we will discuss developing current risk issues facing Corporate Trust providers and how to mitigate them from a regulatory, compliance and case law perspective.

This Briefing will focus on:

  • An update on BSA/AML issues regarding money laundering
  • Changes to SEC Transfer Agent rules
  • Compliance and internal audit focus
  • Risk Compliance Self-Assessment leading practices including Mapping
  • Operational risks
  • System hacking and its impact on Corporate Trust
  • Legal issues concerning the current trends creating risk for Trustees


  • Jeffrey J. Powell, CCTS, President, Corporate Trust Insights LLC
  • Kimberlee F. Wilson, Senior Vice President, Corporate Trust Strategic Risk Officer, BOK Financial

 Continuing Education Credits

The Institute of Certified Bankers (ICB) has approved this program for 2.5 CCTS continuing education credits for the live program and the recording.

CPE logoThis group-live event has also been approved for 2.0 CPE credits for CPAs (Management Advisory Services). Recordings are not eligible for CPE credits. No prerequisites required.

American Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.
Questions? Please contact Linda Shepard / Cari Hearn for more information.

 Pricing & Purchasing


Live Briefing or Recording
ABA Member • $265
Non-Member • $395

Live registration provides a connection for one room where unlimited listeners can be present, and streaming recording access FREE for 7 days.


 Who Should Attend

  • Corporate Trustees (Municipal and Structured Finance)
  • Corporate Trust Risk Managers
  • Trust Operations Managers and Administrators
  • In-House and Outside Counsel
  • Regulatory Officials
  • Corporate Trust Auditors
  • Bond Counsel
  • Financial Advisors and Issuers
  • CCTSs, CPAs

 Related Briefings


 About ABA Briefings