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Lessons Learned to Date from the CDD Rule

Aired: Wednesday, November 7, 2018 

1.25 CAFP, 1.25 CERP, 1.25 CRCM

The best teacher is experience, and this recording reviews the practical lessons learned since May 11, 2018 now that banks have had a few months to apply the Customer Due Diligence Rule, particularly the beneficial ownership requirements.

Discussion Highlights:

  • Examine procedural challenges
  • Explore customer interaction/feedback and evolving training needs
  • Understand regulatory guidance
  • Discuss the continued temporary relief granted by FinCEN related to automated renewals


  • Rebecca Schauer Robertson, CAMS-Audit, CFE, CAFP, Executive Vice President, Director of AML Compliance, South State Bank
  • Christopher D. Simpkins, CAMS, CFE, BSA and OFAC Officer, Arvest Bank

 Continuing Education Credits


ABA Professional Certifications has approved this program for 1.25 CAFP, 1.25 CERP and 1.25 CRCM continuing education credits for the live program and the recording.

CPE logo Recordings are not eligible for CPE credits. 

American Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:

​Program Questions? Please contact Linda Shepard / Cari Hearn.

 Pricing & Purchasing


Streaming Online Recording
Now Available

ABA Member • $210
Non-Member • $310



  • Compliance Officers and Managers
  • Risk Officers and Managers
  • Auditors
  • BSA/AML Analysts
  • BSA/AML Officers
  • Fraud Managers
  • Fraud Investigators
  • Senior Bank Managers
  • Bank Counsel
  • Bank Operations
  • Commercial Retail and Loans Managers

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