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IRAs: Beyond the DOL Fiduciary Rule

Aired: Thursday, August 10, 2017

2.0 CISP, 2.0 CRSP, 2.0 CSOP, 2.0 CTFA

Although the DOL Fiduciary Rule has been the center of attention for most of the last two years, financial institutions continue to focus day-to-day on many other IRA-related issues.

During this 90-miniute recording of this Briefing/webinar current "hot topics" in the IRA space that do not involve the Fiduciary Rule (and a few that are unintended consequences of that Rule) are discussed. Hear what issues your peers and competitors are facing, along with insights into the issues that are of interest to regulators.

This recording focuses on:

  • Current issues with cash sweeps
  • Issues with illiquid and alternative investments, including valuation and forced distributions
  • Problems with account reps being compensated for managing family member IRAs
  • What's new with house holding and incentive programs
  • Considerations when delegating custody and possession of IRA assets
  • Resignation and the "negative consent" process for transfer of custody


  • Phoebe Papageorgiou, Vice President, Trust Policy, American Bankers Association (moderator)
  • Richard K. Matta, Principal, Groom Law Group, Chartered
  • David W. Powell, Principal, Groom Law Group, Chartered

 Continuing Education Credits

The Institute of Certified Bankers (ICB) has approved this program for 2.0 CISP, 2.0 CRSP, 2.0 CSOP and 2.0 CTFA continuing education credits for the live program and the recording.

Recordings are not eligible for CFP credits.
CPE logo
Recordings are not eligible for CPE credits.

American Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:
Questions? Please contact Linda Shepard / Cari Hearn for more information.

 Pricing & Purchasing


Streaming Online Recording
ABA Member • $235
Non-Member • $365


 Who Should Attend

  • Trust Officers and Managers
  • IRA Administrators
  • Bank Counsel
  • Trust Administrators
  • Financial Planners
  • IRA Compliance Officers
  • Relationship Managers
  • CPAs, CFPs

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