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Life Cycle of a Trade

Aired: Wednesday, May 16, 2018


1.25 CSOP

From execution to settlement, learn how it all comes together and runs like clockwork. Extremely compressive and fast paced, this recorded briefing will demystify trade flows and provide you with a high level understanding of the entire process. The discussion will have an emphasis on post-trade execution workflow.

Discussion Highlights:

  • An overview of settlement and clearance
  • Discussion of the inherent risks involved
  • A better understanding of the processes involved regarding the industry standards

Speaker:

  • Russ Stamey, Senior Vice President, Asset Servicing Capability Management, The Northern Trust Co.

 

 Continuing Education Credits

 

ABA Professional Certifications has approved this program for 1.25 CSOP continuing education credits for the live program and the recording.

CPE logoRecordings are not eligible for CPE credits. 

American Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

​Questions? Please contact Linda Shepard / Cari Hearn for more information.
 

 Pricing & Purchasing

 

Streaming Online Recording
Now Available

ABA Member • $210
Non-Member • $310

 

 Audience

 
  • Trust Operations Managers
  • Trust Officers
  • Operations Personnel
  • Trust Counsel
  • Trust Risk Advisors
  • Trust Department Managers
 

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