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Regulatory Change Management – Pay it Forward!

Aired: Tuesday, February 5, 2019

2.0 CRCM, 2.0 CSOP, 2.0 CERP

Regulatory change management is a key element in the compliance management system. A fresh approach is needed given recent changes in regulatory reform. This 90-minute recorded webinar offers three practice frameworks, an application of a recent regulatory change, and leading industry practice and steps to prepare and manage this high risk area. Get your questions answered!

This webinar features information originally presented during the June 2018 Regulatory Compliance Conference. Content has been updated for this program. If you or your colleagues missed the conference session, now is the chance to participate!

Discussion Highlights:

  • Overview and importance of having a sustainable change model in light of current disruptive environment
  • Evaluating and considering three different regulatory change frameworks
  • Applying a regulatory change using these approaches
  • Comparing and refining your program to incorporate industry leading practices


  • Raji Sathappan, MBA, CRCM, CAMS, Director , The Mercadien Group (moderator)
  • Kevin Georgetti, Esq., CRCM, CAMS, Senior Vice President, Chief Compliance Officer, Investors Bank
  • Charles A. LeFevre, CRCM, Senior Vice President, Chief Compliance Officer, Fidelity Bank
  • Scott Q. Nininger, CRCM, CFSSP, Senior Vice President, Director of Regulatory Relations, Union Bank and Trust

 Continuing Education Credits


ABA Professional Certifications has approved this program for 2.0 CRCM, 2.0 CSOP and 2.0 CERP continuing education credits for the live program and the recording.

CPE logoRecordings are not eligible for CPE credits. 

American Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:

​Program Questions? Please contact Linda Shepard / Cari Hearn.



Recorded Webinar

Suite Savings!
The recorded program is also available as part of the 2019 Securities Operations Services Recorded Webinars Suite.



  • Compliance Officers
  • Compliance Managers
  • Legal Counsel
  • Chief Operating Officers
  • Operation Managers
  • Enterprise Risk Managers
  • Project Managers
  • Internal Audit
  • CRCMs, CSOPs, CERPs, and CPAs

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