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ABA Compliance School - Advanced

October 7-11, 2019 • Emory Conference Center Hotel • Atlanta, GA

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2019 Course Catalog  |  Faculty  |  Advisory Board

The ABA Compliance School- Advanced is the financial industry's premier advanced-level training of its kind. Students will work together in teams and engage in creative problem solving and critical thinking throughout the week. An interactive case study, dynamic sessions presented by industry specialists and a network of professionals in the compliance field help you navigate the many challenges of today's regulatory climate and translate regulatory knowledge into practical application.

This comprehensive, educational experience fosters learning and sharing with your peers and is essential for your institution's success.

Continuing Education Credits

​ABA Professional Certifications' CE credits are awarded based on their relevance to certification examination outlines.

Continuing education credits are awarded based on their relevance to certification examination outlines. Credits may vary from year to year based on changing schedules. Visit for more information about the CRCM designation, how to apply, and updated CRCM credits.

Fall 2019 Schedule

Download Fall 2019 PDF Schedule

Monday, October 7
8:00 am - 9:00 am Registration
9:00 am - 9:45 am Orientation
9:45 am - 12:15 am Understanding Differences
12:15 am - 1:15 pm Lunch
1:15pm - 3:00pm Managing Compliance Risk - Governance
3:15pm - 5:15 pm Managing Compliance Risk - Risk Assessment

Dinner On Your Own
Tuesday, October 8
7:00am - 8:00am CRCM Information Session - OPTIONAL
8:00am - 9:15am Influencing Management
9:30am - 10:45 am Case Study 
11:00 am- 11:45 am Case Study Debrief
11:45 am - 12:45pm Lunch
12:45pm - 2:15pm Managing Compliance Risk - Monitoring
2:30pm - 4:00 pm Complaint Management
​4:15pm - 5:30pm ​Managing Training
Dinner On Your Own
Wednesday, October 9
8:00 am - 9:15 am Managing Compliance Risk - Reporting
9:30 am - 11:00 am Third Party Risk Management & Due Diligence
11:15 am - 12:15 pm Change Management
12:15 pm - 1:15 pm Lunch
1:15 pm - 3:15 pm Case Study
3:30 pm - 4:30 pm Case Study 2
Dinner On Your Own
Thursday, October 10
8:00 am - 10:00 am Issue Management & Root Cause Analysis
10:15 am - 11:45 am Exam & Audit Management
11:45 am - 12:45 pm Lunch
12:45 pm - 1:45 pm Regulator Panel
2:00 pm - 5:00 pm Case Study
Dinner On Your Own
Friday, October 11
8:00 am - 10:00 am Case Study Presentations
10:15 am - 12:15 pm Culture
1:00 pm SCHOOL CONCLUDES - Please do not make travel plans to depart before the session ends at 12:15 pm. If submitting for credit and you elect to depart early, we cannot grant a certificate of completion.

Schedule and course offerings subject to change.

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​Program Questions? Please contact Alison Oshop.


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