This site uses cookies to improve your browsing experience, gather site analytics and activity, track shopping cart contents, and deliver relevant marketing information.
View our privacy policy and manage your settings here. By using our site you agree to these terms.

ABA Compliance School - Advanced

October 7-11, 2019 • Emory Conference Center Hotel • Atlanta, GA

School banner

Curriculum

2018 Course Catalog  |  Faculty  |  Advisory Board

The ABA Compliance School- Advanced is the financial industry's premier advanced-level training of its kind. Peer-to-peer breakout sessions group participants by bank asset size and/or regulatory agency to share firsthand knowledge and experience, engage in creative problem-solving, and further discuss ways to implement course content and concepts. Interactive case studies, dynamic sessions presented by industry specialists and a network of professionals in the compliance field help you navigate the many challenges of today's regulatory climate and translate regulatory knowledge into practical application.

This comprehensive, educational experience fosters learning and sharing with your peers and is essential for your institutions success.

Continuing Education Credits

​ABA Professional Certifications has approved the 2018 ABA Compliance School - Advanced for 39.5 CRCM credits and 38 CPE credits (Regulatory Ethics).

Continuing education credits are awarded based on their relevance to certification examination outlines. Credits may vary from year to year based on changing schedules. Visit aba.com/certifications for more information about the CRCM designation, how to apply, and updated CRCM credits.

​​​Fall 2018 Schedule

Download PDF Schedule

Monday, October 15
8:00 am - 9:00 am Registration
9:00 am - 9:15 am Orientation
9:15 am - 11:45 am Understanding Differences
11:45 am - 12:45 pm Lunch
12:45 pm - 2:45 pm Prelude to a Case Study
3:00 pm - 4:00 pm Case Study 1A
4:15 pm - 5:30 pm Presenting Your Ideas
5:30 pm - 6:00 pm Presentation Prep
6:00 pm - 7:00 pm On-Site Dinner with Case Study Group
Tuesday, October 16
8:00 am - 9:15 am Influencing Management
9:15 am - 9:45 am Break/Case Work
9:45 am - 10:45 am Case Study 1 Presentations
11:00 am - 12:45 pm Managing Compliance Risk - Governance
12:45 pm - 1:45 pm Lunch
1:45 pm - 3:45 pm Managing Compliance Risk - Risk Assessment
4:00 - 5:30 pm Managing Compliance Risk - Monitoring
Dinner On Your Own
Wednesday, October 17
8:00 am - 9:15 am Managing Compliance Risk - Reporting
9:30 am - 11:00 am Life Cycle of Due Diligence
11:15 am - 12:45 pm Root Cause Analysis
12:45 pm - 1:45 pm Lunch
1:45 pm - 3:15 pm Compliant Management
3:30 pm - 5:30 pm Case Study 2
Dinner On Your Own
Thursday, October 18
8:00 am - 9:15 am Managing Training
9:30 am - 11:15 am Issue and Change Management
11:30 am - 12:30 pm Exam Management
12:30 pm - 1:30 pm Lunch
1:30 pm - 2:30 pm Regulator Panel
3:00 pm - 5:30 pm Case Study 3 (with final group presentations)
Dinner On Your Own
Friday, October 19
8:00 am - 10:30 am Reputational Risk Management & Ethics
11:00 am - 1:00 pm Organizational Health
1:00 pm SCHOOL CONCLUDES - Please do not make travel plans to depart before the session ends at 1:00 pm. If submitting for credit and you elect to depart early, we cannot grant a certificate of completion.

Schedule and course offerings subject to change.

​ ​​

​Program Questions? Please contact Alison Oshop.

 

 Related Programs