This site uses cookies to improve your browsing experience, gather site analytics and activity, track shopping cart contents, and deliver relevant marketing information.
View our privacy policy and manage your settings here. By using our site you agree to these terms.

Board Oversight: Compliance Management

Explores a bank board’s key responsibility for oversight of a bank’s compliance risk management program. This includes establishing and communicating a bank’s appetite for compliance risk, providing resources and support to effectively implement the compliance program, and reviewing the outcomes of the program and responding to elevated risk issues.

Duration: Approximately 4 minutes
Created: September 2018

What You'll Learn

After successfully completing the course, you will be able to:

  • ​Explain the compliance risk management responsibilities assigned to the compliance officer
  • Explain the compliance management oversight responsibilities assigned to the board of directors
  • Explore the board's ongoing risk monitoring process to keep up with changing bank activities


For members of a bank's board of directors.

​Questions? Please contact for more information.




Note to Members: If you need to record your training for compliance purposes, sign in to ABA's LMS and access this training through your Frontline Compliance Training license agreement.


 Related Training