BSA/AML: Risk Assessment and Customer Due Diligence


This course explores the factors that affect a bank’s BSA risk profile and explains the importance of proper risk analysis steps and factors to consider. It focuses on how to identify the risks and assesses the impact and implements measures and controls to reduce and manage the risk.

Updated: Sept. 2017
Re-versioned: June 2016

Learning Objectives

After completing this course, students will be able to:

  • Identify the factors considered in assessing BSA risk
  • Describe how a risk assessment impacts customer due diligence

Audience

CSRs, personal bankers, commercial lenders, and consumer lenders.

​Course Credits

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​Questions? Please contact training@aba.com for more information.
 

 Benefits of Self-Paced Training

 
  • Ultimate flexibility
  • Quizzes to support learning
  • Mobile format available
 

 Frontline Compliance

 
This course is available to ABA Member banks at no cost under a license agreement. Learn more
 

 Registration & Pricing

 

ABA Member • $55
Non-Member • $75

 

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