ABA Regulatory Compliance Conference

June 24-27, 2018 • Music City Center • Nashville, TN

ABA Regulatory Conference

Overview  |  Registration  |  Program  |  Hotel & Venue  |  Sponsors & Exhibitors   |  Workshop  |  Experience RCC

2018 Preliminary Program

Below is the Preliminary Program for 2018.  This program will be updated on a continuing basis – bookmark this page to see the latest program updates when available.

gold arrow action button This program will be pointed by May 2018 - see the Continuing Education Credit attendees earned in 2017.


​PRE-CONFERENCE WORKSHOP - ABA Fair and Responsible Lending Workshop:  Saturday, June 23, 2018
You can add on this optional pre-conference workshop to your conference registration or you can attend the workshop without attending the conference. 
Workshop Hours:  
8:30 am - 9:15 am - Workshop Registration and Continental Breakfast
9:15 am - 5:00 pm - Workshop (includes lunch, a morning and afternoon beverage breaks)
2:00 pm - 5:00 pm ABA Regulatory Compliance Conference Registration Opens

 

​Sunday, June 24, 2018

7:30 am - 7:15 pm

Registration Open

9:00 am -​ 9:45 am

New Attendee Welcome (Optional)
10:00 am - 11:30 am
Deep Dive Sessions - Series 1
These 90 minute sessions are deep and interactive explorations of critical compliance risk management topics.

Deep Dive 1A: Conduct Risk:  It’s Not Just About Your Sales Practices  
Repeated in Deep Dive 2A
 
Deep Dive 1B:  Fair Banking:  Mapping the Customer’s Experience  
Repeated in Deep Dive 2B

Deep Dive 1C:  Lessons Learned from Six Months of The New HMDA Data Implementation 
Repeated in Deep Dive 2C
 
Deep Dive 1D: Third Party Risk Management - From Onboarding to Exiting and Everything In Between 
Repeated in Deep Dive 2D
 
Deep Dive 1E: Responding to Disasters:  From Hurricanes to Floods to Wildfires
Repeated in Deep Dive 2E
 
Deep Dive 1F: My Lines Are Blurring: 1st and 2nd Line Roles and Responsibilities
– For Large Banks
Single Session (Community Bank Session in Deep Dive 2F)

Deep Dive 1G: If Everything is a Priority – Then Nothing is a Priority:  What is Your Proactive Management System?
– Repeated in Deep Dive 2G

Deep Dive-1H: Compliance Risks in the New Payments World
– Repeated in Deep Dive 2H
11:30 am - 1:30 pm Lunch
New This Year: 
This year’s registration includes a box lunch.  Pick up your lunch and enjoy the Music Center’s many indoor and outdoor seating areas.
1:30 pm - 3:00 pm Deep Dive Sessions - Series 2
These 90 minute sessions are deep and interactive explorations of critical compliance risk management topics.

Deep Dive-2A:  Conduct Risk:  It’s Not Just About Your Sales Practices
Repeated from Deep Dive 1A

Deep Dive 2B: Fair Banking:  Mapping the Customer’s Experience
Repeated from Deep Dive 1B

Deep Dive 2C: Lessons Learned from Six Months of The New HMDA Data Implementation
Repeated from Deep Dive 1C

Deep Dive 2D:  Third Party Risk Management - From Onboarding to Exiting and Everything In Between
Repeated from Deep Dive 1D

Deep Dive 2E:    Responding to Disasters:  From Hurricanes to Floods to Wildfires
Repeated from Deep Dive 1E

Deep Dive 2F:  Deep Dive-1F:  My Lines Are Blurring: 1st and  2nd Line Roles and Responsibilities – For Community/Mid-Size Banks
– Single Session (Large Bank Session in Deep Dive 1F)

Deep Dive 2G:  If Everything is a Priority – Then Nothing is a Priority:  What is Your Proactive Management System?
– Repeated from Deep Dive 1G

Deep Dive 2H:  Compliance Risks in the New Payments World
– Repeated from Deep Dive 1H
3:00 pm - 3:15 pm Travel to Next Session
3:15 pm - 4:30 pm Concurrent Sessions:  Series 1
75-minute sessions – 10 options

CS-1A:  E-NOUGH!  Check Up On Your E-Lending Compliance Program 
Repeated in CS-3B

CS-1B:  Looking at Lending Through A Service Members’ Eyes:  SCRA, MLA and More 
Repeated in 2B

CS-1C:   Mortgage Lending Origination Rules 
Repeated in CS-3D

CS-1D:  Troubling Shooting Your CDD Program – A Post-Implementation Checklist
– Repeated in CS-2D

CS-1E:  Monitoring and Testing:  Managing Efficiencies Across All Lines
– Repeated in CS-2H

CS-1F:  M&A Compliance
Repeated in CS-2C

CS-1G:  Website Rehab:  From Disclosures to Accessibility
– Repeated in CS-2G

CS-1H:  Managing the Risks of Retail Non-Deposit Products 
Single Session 

CS-1I:  What Compliance Needs to Know about Data Mining and Big Data 
Repeated in CS-2I

CS-1J:  What Do Recent Enforcement Cases Mean for Compliance?
– Repeated in CS-4G

4:30 pm - 4:45 pm Travel to Next Session
4:45 pm - 6:00 pm General Session
Compliance Hot Topics Roundtable

Join us for an in-depth discussion of identifying and mitigating emerging compliance risks as well as various approaches to managing through uncertainty.
6:00 pm - 7:15 pm Opening Reception in the Marketplace
Sponsored by ABA Endorsed Solutions

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Monday, June 25, 2018
7:00 am - 6:00 pm Registration Open

7:30 am - 8:30 am Power Hour Sessions
Take full advantage of your conference experience! Join one of our expert corporate partners for a quick-paced informative session all while enjoying a continental breakfast. Seating is first-come, first-served - no reservations are required.

Sessions to be announced by May, 2018
8:00 am - 8:30 am
Continental Breakfast in the Marketplace
8:45 am - 9:45 am General Session 
Key Note Address
Rob Nichols, President and CEO, American Bankers Association


9:45 am - 10:45 am Coffee Break in the Marketplace

​10:45 am - 12:00 pm
Concurrent Sessions:  Series 2
CS-2A:  Mortgage Servicing
– Repeated in CS-5C

CS-2B: Looking at Lending Through A Service Members’ Eyes:  SCRA, MLA and More 
Repeated from CS-1B

CS-2C: M&A Compliance
Repeated from CS-1F

CS-2D:  Troubling Shooting Your CDD Program – A Post-Implementation Checklist
– Repeated from CS-1D

CS-2E:  Appraisals
– Repeated in CS-4D

CS-2F:  Roles and Responsibilities of the Third Line of Defense From The Auditors Point of View:  A Session For Auditors
– Repeated in CS-3C

CS-2G:  Website Rehab:  From Disclosures to Accessibility
– Repeated from CS-1G

CS 2H: Monitoring and Testing:  Managing Efficiencies Across All Lines
– Repeated from CS-1E

CS-2I:  What Compliance Needs to Know about Data Mining and Big Data 
Repeated from CS-1I

CS-2J:  TRID 2.0
– Repeated in CS-4C

12:00 pm - 2:00 pm
Seated Luncheon With Speaker
Key Note Address
Jennifer Tescher, President & CEO, Center for Financial Services Innovation

2:00 pm -  3:00 pm Dessert Break in the Marketplace
3:00pm - 4:15 pm Concurrent Sessions:  Series 3

CS-3A:  Fair Lending Hot Topics 
Repeated in CS-5F

CS-3B: E-NOUGH!  Check Up On Your E-Lending Compliance Program 
Repeated from CS-1A

CS-3C: Roles and Responsibilities of the Third Line of Defense From The Auditors Point of View:  A Session For Auditors
– Repeated from CS-2F

CS-3D: Mortgage Lending Origination Rules  
Repeated from CS-1C

CS-3E: Record Retention:  Is More, Better?
– Single Session

CS-3F:  Preparing for Regulatory Relief Changes:  Regulatory Change Management
– Repeated in CS-4A

CS-3G:  Commercial Lending Hot Topics
– Repeated in CS-5G

CS-3H:  Compliance Role In Cyber Risk
– Repeated in CS-4H

CS-3I:  RESPA Section 8 
Repeated in CS-5A

CS-3J:   It’s Not About “U” – It’s Me: Leading Practices for UDAAP Controls for the First Line 
Repeated in CS-4J
4:15 pm - 4:30 pm Travel to Next Session
4:30 pm - 5:15 pm Flash Sessions - Series 1:  The Latest from Washington, DC
These reg-centric briefings will bring you the latest updates from Washington in a narrowly-focused, quick-download of proposals and new rules. Bring your questions - our experts will be ready to tell you all we know!   These topics are subject to change, depending on late-breaking developments.

Flash-1A:  What Can We Expect in Future Mortgage Lending Regulation?
– Repeated in Flash-2A

   
Flash-1B: HMDA:  Where Are We Today? 
Repeated in Flash 2B

Flash-1C: CRA Hot Topics 
– Repeated in Flash 2C


Flash-1D: Debt Collection 
– Repeated in Flash 2D


Flash-1E: Flood
– Repeated in Flash 2E


Flash-1F: Consumer Protection Regulatory Updates
– Repeated in Flash 2F


Flash-1G: TCPA Update
– Repeated in Flash 2G


Flash-1H: Reg CC
– Repeated in Flash 2H

5:15 pm - 6:15 pm Reception in the Marketplace
​6:30 pm - 7:30 pm ​CRCM Reception (for CRCMs Only)

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Tuesday, June 26, 2018
7:00 am - 4:15 pm Registration Open

7:30 am - 8:30 am Power Hour Sessions
Take full advantage of your conference experience! Join one of our expert corporate partners for a quick-paced informative session all while enjoying a continental breakfast. Seating is first-come, first-served - no reservations are required.

Sessions to be announced by May, 2018
8:00 am - 8:30 am
Continental Breakfast in the Marketplace

8:45 am - 10:00 am General Session

AI and Compliance:  How Much Farther Have We Come in a Year?
10:00 am - 10:45 pm Coffee Break in the Marketplace


​10:45 am - 12:00 pm Concurrent Sessions:  Series 4
CS-4A:  Preparing for Regulatory Relief Changes:  Regulatory Change Management
– Repeated from CS-3F

CS-4B: BSA/AML/CFT Regulatory Hot Topics 
– Repeated in CS-5B

CS-4C:   TRID 2.0
– Repeated from CS-2J

CS-4D:  Appraisals 
– Repeated from CS-2E

CS-4E:   Hot Topics in Digital Marketing
– Repeated in CS-5E

CS-4F:  Model Risk
– Single Session

CS-4G:  What Do Recent Enforcement Cases Mean for Compliance?
– Repeated in CS-5H

CS-4H:  Compliance Role In Cyber Risk
– Repeated from CS-3H

CS-4I:  Top Fraud Risks For Compliance Officers 
Repeated in CS-5I

CS-4J: It’s Not About “U” – It’s Me: Leading Practices for UDAAP Controls for the First Line 

Repeated from CS-3J
12:00 pm - 1:30 pm
Buffet Luncheon in the Marketplace
Enjoy lunch with our innovative corporate partners.
1:30 pm - 2:45 pm Concurrent Sessions:  Series 5
CS-5A: RESPA Section 8 
Repeated from CS-3I

CS-5B:    BSA/AML/CFT Regulatory Hot Topics 
– Repeated from CS-4B

CS-5C:  Mortgage Servicing
– Repeated from CS-2A

CS-5D:   Transition to CFPB
– Single Session

CS-5E:  Hot Topics in Digital Marketing
– Repeated from CS-4E

CS-5F:  Fair Lending Hot Topics 
Repeated from CS-3A

CS-5G:   Commercial Lending Hot Topics
– Repeated from CS-4F

CS-5H:  What Do Recent Enforcement Cases Mean for Compliance?
– Repeated from CS-4G

CS-5I:     Top Fraud Risks For Compliance Officers 
Repeated from CS-4I

CS-5J:   Expanding Your Reach: Working with a Diverse Community
– Single Session
2:45 pm - 3:45 pm Final Dessert Break in the Marketplace
3:45 pm - 4:30 pm Flash Sessions - Series 2:  The Latest from Washington, DC
Flash-2A:  What Can We Expect in Future Mortgage Lending Regulation?
Repeated from Flash 1A

Flash-2B: HMDA:  Where Are We Today? 
Repeated from Flash 1B

Flash-2C: CRA Hot Topics
– Repeated from Flash 1C

Flash-2D: Debt Collection 
– Repeated from Flash 1D

Flash-2E: Flood
– Repeated from Flash 1E

Flash-2F: Consumer Protection Regulatory Updates
– Repeated from Flash 1F

Flash-2G: TCPA Update
– Repeated from Flash 1G

Flash-2H: Reg CC
– Repeated from Flash 1H
4:30 pm Adjourn for the Day
Enjoy a night on your own in Nashville!

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Wednesday, June 27, 2018
7:30 am - 12:30 pm Registration Open
7:30 am - 8:30 am

Power Hour Sessions

Power Hour Session:  CRCM Information Session
-Sponsored by the Institute of Certified Bankers

8:00 am - 8:45 am Continental Breakfast in the Foyer
8:45 am - 9:45 am General Session
Compliance and Conduct Risk:  A Conversation
9:45 am - 10:00 am
Stretch Break
10:00 am - 11:00 am General Session
Regulatory Roundtable

Senior Representatives from all banking supervisory agencies will discuss the latest exam concerns, guidance and what's on the horizon.
11:00 am - 11:15 am Stretch Break
11:15 am - 12:15 pm Closing General Session

What to Tell Your CEO When You Return Home
12:15 pm Conference Adjourns

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Schedule Questions? Please contact Dorothy Friedlander for more information.