CSOP Continuing Education Credit Options

Pre-Approved ABA Options

The following ABA programs have been pre-approved for Certified Securities Operations Professional (CSOP) continuing education (CE) credits as indicated below:

 

 Conferences/Schools

 

Program Title Credits
ABA/ABA Financial Crimes Enforcement Conference, December 3-5, 2017 21.50​
Regulatory Compliance Conference, June 11-14, 2017 17.75
Enterprise Risk Management Advanced Professional Development Program, May 22-26, 2017 22.00
ABA Risk Management Conference, March 26-28, 2017 18.50
ABA Model Risk Management Workshop for Bank Risk Managers, March 25, 2017 7.50
ABA Wealth Management & Trust Conference, February 22-24, 2017 13.50
ABA/ABA Money Laundering Enforcement Conference, Nov 13-15, 2016 23.25
Enterprise Risk Management Advanced Professional Development Program, October 31-November 4, 2016 30.00
BAFT/ABA Global Payments Symposium, July 13-15, 2016 3.25
Regulatory Compliance Conference, June 12-15, 2016 14.50
ABA Risk Management Conference, April 20-22, 2016 18.75
ABA Cyber Risk Summit for Bank Risk Managers, April 19, 2016 8.00
ABA Model Risk Management Workshop for Bank Risk Managers, April 19, 2016 7.50
ABA Wealth Management & Trust Conference, March 1-3, 2016 12.50
ABA Insurance Risk Management Annual Forum, January 24-27, 2016 5.25

 

 Briefings

 

View Available Recordings

Program Title Credits
Ethical Issues for Trust Professionals, June 7, 2018 2.50​
​TPRM and GDPR: Where Do They Meet and What Does It Mean?, March 8, 2018 2.00​
Security and Privacy Issues for Fiduciaries and Clients, February 1, 2018
2.00​
Third Party Risk Management: Driving Effective Assessments Independently and Collaboratively, January 31, 2018 2.00​
Robo-Advisors - What Do They Mean for the Wealth Industry?, September 14, 2017 2.00
IRAs: Beyond the DOL Fiduciary Rule, August 10, 2017 2.00
Challenging Ethical Times: Fiduciary vs. Suitability, April 20, 2017 2.00
Twenty Steps to Avoid Fiduciary Litigation, November 3, 2016 2.50
Are You a Fiduciary?, October 6, 2016 2.50
Issues with Art and Other Collectibles in the Administration of Trusts and Estates, September 8, 2016 2.50
A New Age for Money Market Funds: Implications for Fiduciaries and Custodians, August 3, 2016 2.00
Preparing for the FinCEN Final Customer Due Diligence Rule, June 30, 2016 2.00
Divergent Central Bank Activity: Current Policies and Impact, June 28, 2016 2.00
Ruptured Regulation: DOL Fiduciary Rule's Impact on Bank Retirement Services, May 25, 2016 2.00
2016 Outlook: Economics, Capital Markets, and Investment Strategies, March 8, 2016 2.00

 

 Online Training Courses

 

Course Title Credits
Account Acceptance and Termination 1.00
Asset Allocation and Portfolio Management 1.00
Banking Law and Referrals 1.00
Basic Administrative Duties of a Trustee 12.00
BSA/AML: CIP Advanced 0.75
BSA/AML: Complying with the BSA 0.50
BSA/AML: Exempting Customers from CTR Reporting 0.50
BSA/AML: Overview 0.25
BSA/AML: Recordkeeping-Wires, Money Orders, and Other Challenges 0.50
BSA/AML: Reporting 0.50
BSA/AML: Risk Assessment and Customer Due Diligence 0.25
BSA/AML: SAR Reporting 1.00
BSA/AML: USA PATRIOT Act 0.50
Basic Characteristics of a Trust 1.00
Bond Selection and Analysis 1.00
Certificate in BSA and AML Compliance 1.25
Certificate in Operational Risk Management 9.75
Cybersecurity Management 1.25
Duties and Powers of the Trustee 1.00
Economics for Bankers (no longer offered) 45.00
Economics & Markets 1.00
Elements of an Operational Risk Management Program 1.00
Estate and Guardian Administration 1.00
Ethical Issues for Bankers 1.0​0
FDIC Insurance Coverage 1.00
Fiduciary Law 1.00
Fundamentals of Alternative Investment Products 1.00
Incident Management and Resilience 1.25
Information Security and Red Flags 1.00
Introduction to Analyzing Financial Statements 3.75
Introduction to IRAs 0.75
Introduction to Investment Management 2.75
Introduction to Trust Administration 2.00
Introduction to Trust Products and Services 12.00
Investment Policy 1.00
Investment Products 1.00
Minimizing Fiduciary Risk and Litigation 1.00
Office of Foreign Assets Control (OFAC) 0.50
Office of Foreign Assets Control (OFAC) for Compliance Professionals 1.00
Operational Risk Model Management 1.50
Oversight and Management of Operational Risk 1.25
Payments and Settlements 1.00
Privacy for Customer Contact Personnel 0.50
Prudent Portfolio Management 1.00
Recognizing and Preventing UDAAP 1.25
Reserve Requirements for Depository Institutions (Reg D) for Compliance Professionals 0.50
Risk and Control Self Assessment 1.25
Stock Selection and Analysis 1.00
Truth in Savings Act (Reg DD) 1.25
Vendor Risk Management 1.25

Other CE Options and FAQs

See links below for all general types of programs that do and do not qualify for continuing education credits, along with frequently asked questions.

Need to Report CE Credits?

 
 

​Questions? Please contact ABA Certifications for more information.