This site uses cookies to improve your browsing experience, gather site analytics and activity, track shopping cart contents, and deliver relevant marketing information.
View our privacy policy and manage your settings here. By using our site you agree to these terms.

Bank-Sponsored Collective Investment Funds

Bank-Sponsored Collective Investment Funds: Multi-Dimensional Regulation is the first reference resource on the complex statutory and regulatory scheme governing bank-sponsored common and collective trust funds (CIF). It addresses the federal banking, securities, and tax laws, and federal standards of fiduciary responsibility under ERISA that regulate typical collective investment fund structures and day-to-day operations.

View the Table of Contents (PDF)

Topics include:

  • The fiduciary nature of bank-sponsored CIF
  • The primary historical developments and factors that underlie the current regulatory scheme.
  • OCC regulations, interpretive letters, and other guidance
  • SEC guidance, including no-action letters and administrative actions
  • Department of Labor interpretations of ERISA
  • Internal Revenue Service interpretations and guidance
  • Discussion of eligible investor categories in common trust funds and collective trust funds


William P. Wade, Partner at K&L Gates LLP, has significant experience advising banks, trust companies, and other institutional investment managers with respect to collective investment funds and other investment management vehicles, products, and services, and has written numerous articles on those activities.

For more information about this product, please contact ABA Member Services.




Catalog #3011108
$225 List Price
$195 ABA Members