ABA's Enforcement Action Database

This compliance resource—available exclusively for ABA bank members—compiles federal banking agency, DOJ, and HUD consumer protection-related enforcement actions against financial institutions and other companies into a single, searchable, and sortable database. 

Civil money penalties, consumer restitution, and other consumer protection-related consent orders associated with BSA/AML, ECOA, FCRA, FDCPA, FDPA, FHA, HMDA, RESPA, SCRA, Redlining, and UDP/UDAAP since January 2012 are included in the database. Should the agencies file consent orders consisting of civil money penalties or restitution orders related to other consumer compliance statutes, those statutes will be added to the database.

Data is organized by bank name, asset size, law or regulation, date and amount, as well as a summary describing the primary issues found in the action. Each record also includes a link to the issuing agency for additional, detailed information to consider when reviewing compliance operations at your own bank. 

The database is updated at the end of the month, so be sure to bookmark this page for continued compliance support from ABA.

Gold arrow Access ABA's Enforcement Action Database members only

Questions? Contact Toni Cannady or Rick Freer for more information.