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A Telephone Briefing presented by American Bankers Association
and Fiduciary & Investment Risk Management Association (FIRMA)
ABA/FIRMA Your Critical Guide for Identifying Account Acceptance Risk in Personal Trusts
Telephone Briefing*
This recording of the live, ninety-minute telephone briefing held on June 4 offers an invaluable "how-to" guide for early risk identification.
Becky Kelly and Roger Pond bring together over 60 years experience in personal trust administration and management. They will explain the "risk clues" that are often missed in new personal trust accounts. Our panelists will also provide essential guidelines to manage and mitigate the risks at both the pre-acceptance level as well as ongoing risk identification methodologies throughout administration. Trust sales and trust administrative professionals will not want to miss this critical "Risk Early Warning" session. Get your questions answered by these financial industry leaders.
| Program Date |
Audio CD Now Available |
| Per CD Fees** |
$225 ABA/FIRMA/Service Member • $355 Non-Member |
| Registration |
Not Applicable |
| Audio CD |
Order Online PDF |
| Credits |
2.0 CTFA (FID), 2.0 CCTS, 2.0 CSOP |
After attending, you will be able to more effectively:
- Recognize unique risks simply by new account types
- Ask the right questions to identify risks and learn when to ask questions or follow-up questions about risk
- Know how to identify risks when reading the governing instruments (Document Risk Review)
- Establish Risk Scoring techniques for new accounts.
Speakers
- Becky T. Kelly, Managing Partner, The Fiduciary Education Center, LLC, Staunton, VA
- Roger Pound, Managing Partner, The Fiduciary Education Center, LLC, Richmond, VA
- Cris Naser, CCTS, Senior Counsel, Center for Securities, Trust and Investments, American Bankers Association, Washington, DC, (moderator)
Who Should Attend
- Senior Bank Management
- Trust Department Managers
- Trust Counsel
- Trust Sales Managers
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- Bank Brokerage & Securities Managers
- AuditorsTrust Counsel
- Trust Risk Management Officers
- Bank Counsel
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*ABA's Telephone Briefings include reference materials and telephone audio. Telephone/Webcast Briefings include reference materials, telephone audio, and simultaneous webcast presentation (requires 56K or faster with JavaScript and cookies enabled in the browser, i.e., Microsoft Internet Explorer 4.0 or later, or Netscape 4.7X).
**Each site license (registration fee) entitles you to one phone connection and one Internet connection (when there is a simultaneous webcast presentation) where an unlimited number of listeners can participate.
Any transmission, retransmission or republishing of the audio or Web portions of this briefing is strictly prohibited.
Questions? Please contact Joe Mach / Linda Shepard / Cari Hearn for more information.
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