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ABA/ABIA Bank-Insurance Agency Compliance and Integration -- Compensation Arrangements: Referral Fees: and Multi-State Licensing
ABA/ABIA Bank-Insurance Agency Compliance Telephone Briefing Series*
This recording of the live, two-hour telephone briefing held on May 15th examines what's new in licensing, compensation, appointments and suitability.
Get your questions answered by the industry experts! Engage in a dialogue on how to best offer these products. What consumer protection issues are on the horizon?
| Program Date |
CD Now Available |
| Per CD Fees** |
$255 ABA/Service Member • $385 Non-Member |
| Order Form |
PDF |
| Audio CD |
Order Online |
| Credits |
2.5 CLBB and 2.5 CRCM (ICB) |
Topics to be addressed
- Licensing
- Appointments
- Suitability
- Agency supervision and exam procedures
- Federal bank-insurance sales regulation
- Referrals, referral fees, and other compensation arrangements
- Language to be used to deal with particular issues (definitions; checklists; what compliance officers should be looking for).
Speakers
- James T. McIntyre, Partner, McIntyre Law Firm, PLLC, Washington, DC
- Chrys D. Lemon, Partner, McIntyre Law Firm, PLLC, Washington, DC
- James C. Sivon, Partner, Barnett Sivon & Natter, PC, Washington, DC
- Raymond Natter, Partner, Barnett Sivon & Natter, PC, Washington, DC
- Valerie Barton, Executive Director, American Bankers Insurance Association, Washington, DC (moderator)
Who Should Attend
- Senior Bank Management
- Mortgage and Consumer Lenders
- Risk Managers
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- Loan Servicing and Portfolio Managers
- Compliance Officers and Managers
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*ABA's Telephone Briefings include reference materials and telephone audio. Telephone/Webcast Briefings include reference materials, telephone audio, and simultaneous webcast presentation (requires 56K or faster with JavaScript and cookies enabled in the browser, i.e., Microsoft Internet Explorer 4.0 or later, or Netscape 4.7X).
**Each site license (registration fee) entitles you to one phone connection and one Internet connection (when there is a simultaneous webcast presentation) where an unlimited number of listeners can participate.
Any transmission, retransmission or republishing of the audio or Web portions of this briefing is strictly prohibited.
Questions? Please contact Joe Mach / Linda Shepard / Cari Hearn for more information.
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