bankcompliance: Bank Compliance Editorial Calendar: By Statute - G

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Index by Statue G - N
ABA Bank Compliance
Index 1984 to present

Jump to Statutes A - F | G - N | O - Z

Garn-St Germain Depository Institutions Act

Getting a Handle on National Bank Lending Limits, Lyn Farrell, Summer 1985, p. 33.
New Real Estate Lending Powers: A Smorgasbord of Opportunity for State and National Banks, Robert P. Chamness and D. Edwin Schmelzer, Winter 1984, p. 16.
Transaction Limits and NOW Eligibility: Another Look at Regs D and Q, John S. Burnett, July/Summer 1994, p. 4.

Glass-Steagall Act

Bank Mutual Fund Activities: An Introduction for Compliance Managers, David E. Riggs and Charles C.S. Parks, January/Winter 1994, p. 38.
Financial Modernization: The Federal Government Plays Catch-up, Robert M. Jaworski, Mar/Apr 2000, p. 25.
Zero to Sixty in Seven Seconds or Getting Up to Speed on Nondeposit Investment Products, Judy A. Gauthier, October/Autumn 1995, p. 39.

Government Securities Act

When You Wish Upon a Law: A Regulatory Wish List, ABA Compliance Executive Committee Legislative and Regulatory Reform Subcommittee, July/Aug 1999, p. 13.

Gramm-Leach-Bliley Act

Alligators in the Swamp Thrive and Multiply: An Updated Consumer Credit Survival Guide for Commercial Loan Officers, James T. Bork and Sandra M. Traicoff, Sep/Oct 2000, p. 8.
Business as Usual With Standby Systems, Services, and Solutions, Jim Rutherford, Joseph Riley & Leonard Boyer, January/February 2002, p. 4
Communications that trigger Sunshine - and its Reporting Requirements, Kathy Pechman, November/December 2001, p. 5.
Community Reinvestment Act and the Modernized Financial Services World, Deborah B. Goldberg, Jan/Feb 2000, p. 13.
Financial Modernization: The Federal Government Plays Catch-up, Robert M. Jaworski, Mar/Apr 2000, p. 25.
I Want Out! An Other Post-July 1 Privacy Parables, Kelly Saxton, September/October 2001, p. 25.
Like D�j� Vu All Over Again, Kelly Saxton, Jan/Feb 2001, p. 31.
Maintaining Customer Confidence Online: Is Your Web Site's Privacy Policy What It Should Be? Tom Pareigat, Mar/Apr 2001, p. 24.
New Blips on the Deposit Radar Screen, John S. Burnett, Nov/Dec 2000, p. 4.
No Equality in Web Site Privacy Policies, Celia M. Santander, Mar/Apr 2001, p. 21.
Privacy - Are You Ready for Our Future? A Guide to Developing Your Bank's Privacy Response, Mar/Apr 2000, p. 15.
Privacy in the Compliance Laboratory, Lucy H. Griffin, March/April 2002, p. 4.
Privacy Provisions of Gramm-Leach-Bliley, Priscilla A. Walter, May/June 2000, p. 7.
Retaining Customer Trust Through Compliance, John J. Byrne, Jul/Aug 2000, p. 29.
Safe, Sound and Secure: Ensuring GLBA Compliance, Mark Thames and Steve Orrin, July/August 2003, p. 3.
Safeguarding Customer Information: The Key to Customer Trust, Marta Stern, November/December 2001, p. 31.
Share and Share Alike? Not with FCRA and GLBA, L. Richard Fischer and Krista P. DeLargy, July/August 2001, p. 31.
The FTC Comes to Banking, Michael C. Sontag, May/June 2002, p. 16.

Healthcare Insurance Portability and Accountability Act

Has HIPAA Got You Covered? James J. Moynihan, Jan/Feb 2003, p. 32.
Medical Savings Accounts Provide New Product for Banks, Cheryl S. Riedlinger, May/June 1997, p. 21.

Home Equity Loan Consumer Protection Act

Update: Compliance Checklist for Marketing Programs, Paul S. Pilecki and Linda J. Wilson, January/Winter 1993, p. 51.
When the Going Gets Good, the Tough Get Tougher: The New Equity Line Requirements, Robert P. Chamness, April/Spring, 1989, p. 10.

Home Mortgage Disclosure Act

Alligators in the Swamp Thrive and Multiply: An Updated Consumer Credit Survival Guide for Commercial Loan Officers, James T. Bork and Sandra M. Traicoff, Sep/Oct 2000, p. 8.
Another Updated Consumer Credit Survival Guide for Commercial Loan Officers: Even More and Bigger Alligators in the Swamp, Sandra M. Traicoff and Howard A. Lax, July/Aug 1996, p. 35.
Assessing Your Geographic Market � Lessons Learned from the DOJ, Jeanine Catalano, January/Winter 1995, p. 21.
A Step-By-Step Guide to Analyzing HMDA Data, Gregory Imm, May/Jun 2005, p. 26
Census Data Impacts CRA & HMDA Reporting, Christina Speh and Todd Cooper, Jan/Feb 2004, p. 4.
Clearer Focus on Your CRA Examination, Jeanine Catalano, April/Spring 1993, p. 5.
Common Violations � A Resource for Fine Tuning Your Compliance Program, Lucy H. Griffin with Lyndon P. Christensen, October/Autumn 1995, p. 2.
Common Violations: Staying Out of the Lineup, Lucy Griffin, July/Aug 1998, p. 9.
Compliance Issue Cyberspace Banking, Deborah Thoren-Peden and Gene R. Elerding, May/June 1996, p. 12.
Credit Scoring: Can You Avoid Discrimination? Wayne A. Schrader, October/Autumn 1992, p. 7.
Discrimination by Intent and in Effect: A New Slant on Enforcing the Fair Lending and Fair Housing Laws, Ronald E. Wienk, Winter 1986, p. 26.
Eliminating Mistakes by Taking Note of Them: Common Exam Violations and How To Avoid Them, Jan/Feb 2001, p. 23.
Fair Lending: Telling Your Story Through the Media, Nancy Neudy, Nov/Dec 1996, p. 14.
Federal Wallpaper: Required Public Notices and Disclosures in Branch Lobbies, Kate S. Barr and Margaret P. McKenzie, January/Winter 1994, p. 4.
HMDA Dragon, Pat Patrick, April/Spring 1995, p. 35.
HMDA Dragon: What Commercial Lenders Need To Know About HMDA, or Keeping the Dragon Out of the Alligator's Swamp, Charles E. Cabler and Phillips G. Gay, Jr., November/December 1997, p. 49.
HMDA in the '90s: Getting the Most from Home Mortgage Disclosures, Jane E. Ahrens, January/Winter 1992, p. 34.
Internet Compliance: Old Regulations, New Responsibilities, Allie Buzzell, Nov/Dec 2000, p. 11.
Lady or the Tiger: Is There a Need To Improve CRA Performance? Robert P. Chamness, October/Autumn 1991, p. 5.
Large Banks Transition to a New CRA: From Twelve Factors to Three Tests, Paul Dillard, Shawn Elliot, and Jack Richards, July/August 1997, p. 14.
Lesson From Charlotte: How To Spell Compliance on the World Wide Web, Andy Zavoina, July/August 1997, p. 6.
Lender Alert: The Revised HMDA Reports May Prompt Discrimination Claims, Wayne A. Schrader, July/Summer 1991, p. 31.
Living with a Dragon: Implementing the Regulation C Amendments, Allie Buzzell, Mar/Apr 2003, p. 53.
Mobile Home Lending: Another Way To Serve Your Community's Credit Needs, Kathlyn L. Farrell, October/Autumn 1994, p. 3; Jul 2, Compliance Checklists, January/Winter 1995, p. 25.
Mobile Home Lending Made Easy, Mary Beth Guard, Sept/Oct 1998, p. 14.
Monitoring and Record Retention: Something Old, Something New, Something Borrowed, Something Blue, Robert P. Chamness, October/Autumn 1990, p. 35.
More From HMDA, Thomas J. Noto, January/Winter 1990, p. 2.
Mortgage Loan Prequalification Programs: A Dress Rehearsal for the Consumer, Not the Bank, Walter E. Zalenski and Pamela C. Morris, Sept/Oct 1996, p. 54.
Most Common Violations: What Bank Exam Findings Tell Us About Compliance Priorities, Lucy Griffin and Lyndon Christensen, January/Winter 1995, p. 37.
Ready to Collect? Implementing the New HMDA Requirements, Christina Speh and Todd Cooper, Jan/Feb 2003, p. 22.
Regression Analysis as a Fair Lending Compliance Tool, Anne Kerttula, Nov/Dec 1999, p. 29.
Regulatory Nursery: New Arrivals and Expected Deliveries, Michael Maher, Leonard N. Chanin, and Nessa E. Feddis, July/Aug 1998, p. 3.
Return of the HMDA Dragon � Actions Steps for Management, Charles E. Cabler and Phillips G. Gay, Jr., October/Autumn 1995, p. 27.
Risk-Based Regulatory Compliance Testing for Residential Mortgage Lenders, Steve Covington, Nov/Dec 1998, p. 13.
Risks of Redecorating, Kate S. Barr, Jul/Aug 2000, p. 41.
Scrubbing the HMDA Dragon, Diana K. Morris and Nancy Derr-Castiglione, Sept/Oct 1998, p. 5.
Secondary gage Market and HMDA: A Two-Headed Dragon, Charles E. Cabler and Phillips G. Gay, Jr., Nov/Dec 1996, p. 3.
Some Questions and Answers Concerning the Home Mortgage Disclosure Act and Regulation C, W. Kurt Schumacher, July/Summer 1990, p. 2.
Tale of Two Cities and Thousands More: Ten Federal Agencies Explore the Meaning of "Discrimination," Robert P. Chamness, April/Spring 1994, p. 25.
What Do Trends in HMDA Pricing Data Mean? Elaine Fortowsky and David M. Skanderson, Mar/Apr 2007, p. 20.
You Gotta Train for Compliance!/A Ready-Made Training Program on Government Monitoring Information, Jennifer K. McCollough, January/Winter 1995, p. 7.

Home Ownership and Equity Protection Act of 1994

Predatory Lending: A Trap for the Unwary, Kenneth W. Bond, July/August 2002, p. 34.
Running Scared: Understanding the New Amendments to HOEPA, Grace Powers, July/August 2002, p. 14.
Subprime Lending Under the Microscope, Melanie Hibbs and Tom Noto, Jan/Feb 2000, p. 37.
The Need for More Information on Predatory Lending, Robert E. Litan, May/June 2001, p. 53.
What Makes a Special Mortgage So Special? Diana K. Morris and Judith A.R. Carpenter, March/April 1997, p. 27.

Homeowners Protection Act of 1998

Complying With the New PMI Cancellation Bill, Eun C. Kim, Mar/Apr 1999, p. 35.

Housing and Community Development Act of 1992

Is It Regulatory D�j� Vu All Over Again? It's RESPA, n'est-ce pas (Part Deux), Robert P. Chamness, April/Spring 1994, p. 10.
What Changed the Face of the Mortgage Lending Industry Overnight? It's RESPA, n'est-ce pas? Robert P. Chamness, April/Spring 1993, p. 13.

Interest and Dividend Tax Compliance Act of 1983

Some New Twists in Backup Withholding, Michel P. Michaud, April/Spring 1988, p. 11.

Internal Revenue Code

2009 Brings Additional 1099 Tax Reporting and Withholding Requirements, Cheryl S. Riedlinger, Jan/Feb 2009, p. 30.
Updated Requirements for TINs - and Other 2003 IRS Changes, Cheryl Riedlinger, Mar/Apr 2003, p. 49.
Back to Basics � Part 3: Responding to IRS Penalties, Cheryl S. Riedlinger, April/Spring 1995, p. 27.
Banks and the Antiboycott Laws: The Antiboycott Provisions of the Export Administration Act, Vicki J. Hicks; The Treasury Anti-boycott Statute, David Duncan Joy, Jr., October/Fall 1987, p. 24.
Banker's Guide to the IRS Form 1099C Discharge of Indebtedness Reporting Requirements, Cheryl S. Reidlinger, May/June 1996, p. 46.
Checklist 2000: IRS Developments, Cheryl S. Riedlinger, Sep/Oct 2000, p. 45.
Deposit Accounts and Those Pesky "Freebies," Jennifer K. McCollough and Cheryl S. Riedlinger, Jan/Feb 1998, p. 5.
Forms, Systems, & Procedural Changes: A Review of 2001 IRS Developments, Cheryl S. Riedlinger, September/October 2001, p. 32.
IRS Issues Final Backup Withholding Regulations, Cheryl S. Riedlinger, July/Aug 1996, p. 3.
IRS Issues Form 5498 Guidance for Waivers of Required Minimum Distributions, Cheryl S. Riedlinger, March/April 2009, p. 42.
IRS Makes Reporting Changes to Sales of Real Estate, Cheryl S. Riedlinger, Sept/Oct 1998, p. 41.
Mandatory Withholding Required on Certain Pension Distributions, Cheryl S. Riedlinger, October/Autumn 1992, p. 37.
New Reporting Rules for Nonresident Aliens, Cheryl S. Riedlinger, Mar/Apr 1998, p. 41.
Overview of Mortgage Interest Reporting and Real Estate Transaction Reporting, Cheryl Riedlinger, April/Spring 1991, p. 42.
Preneed Funeral Trusts: A Tax Primer, William R. Salter, July/August 2001, p. 37.
Recent Tax Reporting Changes, Cheryl S. Riedlinger, Jan/Feb 1998, p. 54.
Reporting Deposit Interest to Canadian Customers, Cheryl S. Riedlinger, Nov/Dec 1996, p. 42.
Reporting on Real Estate Transactions: The IRS Issues Temporary Regulations, David J. Grant, April/Spring 1987, p. 26.
Tax Act's August 7 Deadline Approaches for New Withholding Requirements, Cheryl S. Riedlinger, July/August 2001, p. 43.

Internal Revenue Service Restructuring and Reform Act of 1998

Roth IRA Regulations Create Reporting Complexity, Cheryl S. Riedlinger, May/June 1999, p. 31.

International Emergency Economic Powers Act

Asset Freezes: What Happens Afterward? Martin S. Zohn, January/February 2002, p. 31.
Caught Unaware: Don't Let It Happen to You! OFAC Compliance � A Perspective for Community Banks, Office of Foreign Assets Control, U.S. Department of the Treasury, Nov/Dec 1998, p. 39.

International Money Laundering Abatement and Anti-Terrorist Financing Act of 2001 (new for 2002)

(see USA Patriot Act)

International Security and Development Cooperation Act

Caught Unaware: Don't Let It Happen to You! OFAC Compliance � A Perspective for Community Banks, Office of Foreign Assets Control, U.S. Department of the Treasury, Nov/Dec 1998, p. 39.

Iraqi Sanctions Act

Caught Unaware: Don't Let It Happen to You! OFAC Compliance � A Perspective for Community Banks, Office of Foreign Assets Control, U.S. Department of the Treasury, Nov/Dec 1998, p. 39.

Interstate Banking and Branching Efficiency Act of 1994

Is Your Bank Going Down the Interstate Highway? Watch Out for the Compliance Potholes, Deborah Thoren-Peden and Julius L. Loeser, Sept/Oct 1996, p. 3.
It's Like Today Already! Robert P. Chamness, March/April 1997, p. 17.
Just When You Thought It Was Safe To Get Back in the Water, Robert P. Chamness, Sept/Oct 1996, p. 25.
Seems Like Just Yesterday! Robert P. Chamness, January/February 1997, p. 22.

Interstate Land Sales Full Disclosure Act

Bank as Assignee of Consumer Loans: Don't Get Caught Holding the Bag, D. Edwin Schmelzer and Walter E. Zalenski, Autumn 1986, p. 26.

Investment Advisers Act of 1940

Bank Mutual Fund Activities: An Introduction for Compliance Managers, David E. Riggs and Charles C.S. Parks, January/Winter 1994, p. 38.
Financial Modernization: The Federal Government Plays Catch-up, Robert M. Jaworski, Mar/Apr 2000, p. 25
Zero to Sixty in Seven Seconds or Getting Up to Speed on Nondeposit Investment Products, Judy A. Gauthier, October/Autumn 1995, p. 39.

Investment Company Act of 1940

Bank Mutual Fund Activities: An Introduction for Compliance Managers, David E. Riggs and Charles C.S. Parks, January/Winter 1994, p. 38.
Financial Modernization: The Federal Government Plays Catch-up, Robert M. Jaworski, Mar/Apr 2000, p. 25
Zero to Sixty in Seven Seconds or Getting Up to Speed on Nondeposit Investment Products, Judy A. Gauthier, October/Autumn 1995, p. 39.

John Warner National Defense Authorization Act for FY 2007

Final Military Payday Lending Regs: Are You Covered? Carl G. Pry, Jan/Feb 2008, p.26.
Military Payday Loans: The IMpact on Lending Operations, Carl G. Pry, May/June 2007, p. 8.

Money Laundering Control Act

Anti-Drug Abuse Act II: The 1988 Sequel, John J. Byrne, April/Spring 1989, p. 30.
Finally, Liability Protection for Banks: The End of Ricci? John J. Byrne, October/Autumn 1993, p. 36.
Money Laundering Laws Are Toughened, John J. Byrne and Charles Zuver, Winter 1987, p. 44.
Money Laundering Legislation Becomes Law, John J. Byrne, January/Winter 1993, p. 23.
Recent Issues Under the Bank Secrecy and Money Laundering Control Acts, John J. Byrne, July/Summer 1992, p. 44.
Stemming the Tide of Money Laundering, John J. Byrne and Charles Zuver, July/Summer 1987, p. 14.

Money Laundering Suppression Act

CTR Exemption Procedures � Exemptions Friend!, Richard C. Insley, July/Aug 1996, p. 6.
Exemptions From Cash Reporting: The Dawn of a New Era, John J. Byrne, July/Aug 1996, p. 9.
Phase II Exemptions from the CTR Filing Requirements - Finally, a Free Lunch? Richard C. Insley, Nov/Dec 1999, p. 11.

National Bank Act

Border Crossings: Sorting Out the Complexities of Exporting Interest Rates, Joseph T. Lynyak, III, September/October 2002, p. 17
Derivatives Activities: Expanding Compliance Implications for the Bank Regulatory Manager, Paul K. Brooks, May/June 1996, p. 27.

National Flood Insurance Reform Act

(see also Flood Disaster Protection Act)

Another Updated Consumer Credit Survival Guide for Commercial Loan Officers: Even More and Bigger Alligators in the Swamp, Sandra M. Traicoff and Howard A. Lax, July/Aug 1996, p. 35.
Flood Insurance: The New Rules, David A. Kaczmarek, Nov/Dec 1996, p. 35.
National Flood Insurance Reform Act of 1994 � New and Changed Lender Compliance Requirements, Thomas P. Della Torre, October/Autumn 1995, p. 16.

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