IRAs: Beyond the DOL Fiduciary Rule

Thursday, August 10, 2017 • 2:00 - 3:30 p.m. ET


Although the DOL Fiduciary Rule has been the center of attention for most of the last two years, financial institutions continue to focus day-to-day on many other IRA-related issues. During this Briefing/webinar we will look at the current "hot topics" in the IRA space that do not involve the Fiduciary Rule (and a few that are unintended consequences of that Rule). Hear what issues your peers and competitors are facing, along with insights into the issues that are of interest to regulators. Get your questions answered!

This Briefing will focus on:

  • Current issues with cash sweeps
  • Issues with illiquid and alternative investments, including valuation and forced distributions
  • Problems with account reps being compensated for managing family member IRAs
  • What's new with house holding and incentive programs
  • Considerations when delegating custody and possession of IRA assets
  • Resignation and the "negative consent" process for transfer of custody

Speakers:

  • Phoebe Papageorgiou, Vice President, Trust Policy, American Bankers Association (moderator)
  • Richard K. Matta, Principal, Groom Law Group, Chartered
  • David W. Powell, Principal, Groom Law Group, Chartered
 

 Continuing Education Credits

 
The Institute of Certified Bankers (ICB) has approved this program for 2.0 CISP, 2.0 CRSP, 2.0 CSOP and 2.0 CTFA continuing education credits for the live program and the recording.

CPE logoThis group-live event is eligible for 1.5 CPE credits for CPAs (Regulatory Ethics). Recordings are not eligible for CPE credits. No prerequisites required.

American Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:
www.learningmarket.org.
Questions? Please contact Linda Shepard / Cari Hearn for more information.
 

 Pricing & Purchasing

 

Live Briefing or Recording
ABA Member • $235
Non-Member • $365

Live registration provides a connection for one room where unlimited listeners can be present, and streaming recording access FREE for 7 days.

 

 Who Should Attend

 
  • Trust Officers and Managers
  • IRA Administrators
  • Bank Counsel
  • Trust Administrators
  • Financial Planners
  • IRA Compliance Officers
  • Relationship Managers
  • CTFAs, CISPs, CRSPs
  • CPAs, CFPs
 

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