Benefits of Attending
The ABA Compliance Schools give students a sophisticated understanding of regulatory compliance issues and topics on individual regulations. All of the topics bridge into the next curricula levels of the Compliance Management Schools.
A senior compliance officer discusses the many benefits of the ABA Compliance Schools. Click the video to listen.
| National |
Intermediate -
Applying Compliance Solutions |
Graduate |
This curriculum is designed to develop an essential technical understanding of major compliance issues, and lay the groundwork for developing and maintaining an effective compliance program. Topics include:
- How the latest regulations and legislations affect your work
- Build important technical skills and strategies to manage institutional risk
- Learn the factors shaping the world of compliance
Who Should Attend
- Compliance Officers
- Auditors
- Lending Personnel
- Regulators
- Bank Directors
- CRA Officers
- Bank Counsel
- Consultants
- Deposit/Operations Personnel
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The curriculum takes a practical approach through customized, interactive learning that builds on all levels of compliance issue knowledge, further develops skills, and teaches real-world "hands-on" applications related to topics such as:
- CRA Compliance
- Identifying and Assessing Potential UDAAP Risk
- Assessing risk on new initiatives
- Vendor Management due diligence
- Fair Lending Risk Assessment
- Content specific to obtaining the CRCM designation
Who Should Attend
- Compliance Officers
- Lending Personnel
- Regulators
- Auditors
- Deposit Operations Personnel
- Executive Managers
- Examiners
- Consultants
- CRCM Prospects
- Graduates of the ABA National Compliance School
- Graduates of the ABA Graduate School of Compliance Risk Management
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The graduate compliance risk management curriculum offers advanced courses on managing an effective compliance program. Through interactive case studies presented by industry specialists, attendees cover topics on:
- Managing change and expansion into new financial products
- Ensure effectiveness and integrity in audits and internal reviews
- Negotiate decisions with stakeholders including, senior management, board of directors, and regulators
Who Should Attend
- Compliance Officers
- Auditors
- Senior managers
- Regulators
- Lending Personnel
- Bank Directors
- CRA Officers
- Bank Counsel
- Graduates of the ABA National Compliance School
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School Transcripts
Transcripts and Verification of Attendance to the ABA Compliance Schools are available from 1990 to present. To request either document, please e-mail Daisy Johnson at daisyj@aba.com with your name, school attended, year of attendance and location.