ABA Risk Management Conference

March 26 - 28, 2017 • JW Marriott Indianapolis • Indianapolis, Indiana

Overview  |  Registration/Fees  |  Program  |  Venue  |  Sponsors/Exhibitors     Optional Pre-Conference Workshop

Who Should Attend

Bank Risk Professionals in risk management divisions and within business lines, Auditors, and Bank Risk Consultants

Every Year, Attendees Benefit From:

Programming focused for the risk manager - created by bankers for bankers. Don't miss this chance to strengthen your risk management program!

  • Enhance how you identify and monitor evolving risks
  • Discover new technologies and leading practices for managing the risk function
  • Benefit from peer networking opportunities
  • View the latest products, services and technologies with industry suppliers
  • Earn ICB Continuing Education Credits and CPE credits

Take advantage of an additional day of learning by joining us on Saturday, March 25, 2017:   
ABA Model Risk Management Pre-Conference Workshop
Learn about and register for this separately priced workshop here:
 
Optional Pre-Conference Workshop

2017  ABA Risk Management Conference Program

Sunday, March 26, 2017
7:00 am - 6:00 pm CONFERENCE REGISTRATION OPEN

9:30 am – 11:00 am
DEEP DIVE SESSIONS - Series 1 (Select from six options.)
These deep dive sessions are designed to go a little deeper than a traditional breakout.  
 
Deep Dive 1A:  Achieving a Fully Integrated Enterprise Risk Governance Sructure:  Managing the Risks Between the ERM Cracks -For Medium/Large Banks (Small Bank Version can be found in 2A)

Deep Dive 1B:  A Comprehensive View of Cyber Risk (Repeated in 2B)

Deep Dive 1C:
  Managing Liquidity Risk:  From Interest Rate Risks to Stress Testing (Repeated in 2C)

D
eep Dive 1D:  Case Study:  Validation of a BSA and Fair Lending Model (Repeated in 2D)

Deep Dive 1E:  COSO's Recently Updated Enterprise Risk Management Framework (Repeated in 2E)

Deep Dive 1F:  Enhanced Risk Management Reporting and Analysis for Managing Concentration Risks (Repeated in 2F)

11:00 - 11:30 am MEET AND GREET

11:30 am – 12:30 pm

INNOVATION SHOWCASE LUNCHEON
At this rapid-fire session, you’ll hear from industry providers offering cutting-edge solutions to today’s risk management challenges. Each presenter is limited to a timer-enforced five minutes, so the format is fast-paced and encourages providers to get right to the point – without small talk – as they highlight the benefits of their innovative solutions.

12:30 - 12:45 pm Travel to Next Session

12:45 - 2:15 pm
DEEP DIVE SESSIONS - Series 2 (Select from six options.)
These deep dive sessions are designed to go a little deeper than a traditional breakout.  

Deep Dive 2A:  Achieving a Fully Integrated Enterprise Risk Governance Sructure:  Managing the Risks Between the ERM Cracks- For Small Banks (Medium/Large Bank Version can be found in 1A)

Deep Dive 2B:  A Comprehensive View of Cyber Risk (Repeated from 1B)

Deep Dive 2C:
  Managing Liquidity Risk:  From Interest Rate Risks to Stress Testing (Repeated from 1C)

Deep Dive 2D:  Case Study:  Validation of a BSA and Fair Lending Model (Repeated from 1D)

Deep Dive 2E:  COSO's Recently Updated Enterprise Risk Management Framework (Repeated from 1E)

Deep Dive 2F:  Enhanced Risk Management Reporting and Analysis for Managing Concentration Risks (Repeated from 1F)

2:15 - 2:30 pm Travel to Next Session

2:30 - 3:45 pm
CONCURRENT SESSIONS - Series 3 (Select from six options.)
 
3A: Shareholder Activism Risk:  How Are You Protecting and Managing Before You Have an Event? (Single Session) 
 
3B: Successful GRC System Implementation (Repeated in 5C)

3C: Expected Credit Loss Model for Credit Loss Accounting Standard:  Consideratins for CECL Implementation - Medium/Large Bank (Small Bank Session can be found in 4C)

3D:  Audit Risk Management (Repeated in 4D)

3E:  Heightened Standards Impact on Operational Risk (Single Session)

3F:  The Next Generation of Developing Key Risk Measures - Small Bank (Single Session)

3:45 - 4:00 pm Travel to Next Session

4:00 - 5:00 pm GENERAL SESSION:
Cyber Security and The Financial Stability Implications of a Significant Cyber Incident

5:00 pm – 6:15 pm OPENING RECEPTION IN THE MARKETPLACE

Monday, March 27, 2017
7:00 am – 6:00 pm REGISTRATION OPEN

7:00 am – 8:00 am POWER HOUR SESSIONS
Take full advantage of your conference experience!  Join one of our expert corporate partners for a quick-paced informative session all while enjoying breakfast.  Seating is first-come, first-served - no reservations are required.  A breakfast buffet will be available from 6:50 – 7:20 a.m. for delegates attending these sessions.

Information on sessions will be published soon.

8:00 - 8:15 am Travel to Next Session

8:15 am - 10:00 am GENERAL SESSION
Key Note Address: The Economy's Impact on Risk Management

Conversation with Senior Risk Management Executives:  Risk Framework for Managing Conduct Risk and Culture

10:00 - 10:45 am REFRESHMENT BREAK IN THE MARKETPLACE

10:45 - 11:00 am Travel to Next Session

11:00 - 12:15 pm CONCURRENT SESSIONS - Series 4  (Select from six options.)

4A: Physical Security Risk Trends (Single Session)

4B: Social Media as Cyber Vulnerability, Risk, and Fraud  (Repeated in 5E)
Review the current regulatory environment and yet to-be-seen trends in cyber risk using social media as an entry point into your bank. The session will include card cracking, imposter social pages, and the role social media plays in social engineering leading to cybersecurity risk and fraud. All attendees will receive a copy of ABA’s 2016 FFIEC Information Security Handbook Examination Tool.

Moderator: 
Yolanda P. “Landy” Dutton, CIA, Vice President and Internal Auditor, Summit Bank NA
Panelists:
Denyette DePierro, Vice President and Senior Counsel, Center for Payments and Cybersecurity, American Bankers Association

Michael T. Raggo, CISSP, NSA-IAM, ACE, CSIChief Research Scientist, ZeroFOX | Social Media Cyber Security

4C Expected Credit Loss Model for Credit Loss Accounting Standard:  Considerations for CECL Implementation- Small Bank (Large Bank Session can be found in 3C)

4D:  Audit Risk Management (Repeated from 3D)

4E:   Risk Assessment and the “Annual Touch” for Model Risk Management:  Medium/Large Bank  
(Single Session)

4F:  Risk Assessment and the “Annual Touch” for Model Risk Management:  Small Bank
(Single Session)

12:15 - 1:45 pm SEATED LUNCHEON WITH SPEAKER
Featuring:  Kathy Pearson, Ph.D., President and Founder, Enterprise Learning Solutions, Inc.

Strategic Approaches to Risk Management Decision Making
1:45 - 2:30 pm ​​DESSERT IN THE MARKETPLACE

2:30 - 3:45 pm

CONCURRENT SESSIONS - Series 5 (Select from six options.)

5A:  Risk of Bank's Behavior Towards Customers (Repeated in 6B)

5B:  Managing Legal and Regulatory Risk (Single Session)

5C:  Successful GRC System Implementation (Repeated from 3B)

5D:  RCSA (Repeated in 7A)

5E:  Social Media as Cyber Vulnerability, Risk, and Fraud  (Repated from 4B)

5F:  A Close Look at Scenario Identification Selection and Renewal (Single Session)

3:45 - 4:00 pm

Travel to Next Session

4:00- 5:15 pm CONCURRENT SESSIONS - Series 6 (Select from six options.)

6A:   A Case Study in KRIs:  KRIs for Third Party Vendors (Repeated in 7E)

6B: Risk of Banks’ Behavior Toward Customers  (Repeated from 4A)

6C:  Stress Testing: Pain Points and Solutions (Single Session)

6D:  Data Governance and Strategy (Repeated in 7D)
 
6E: Fighting Fraud, Yesterday and Today:  From Employing Investigators to Seeking Data Scientists 
(Single Session)

6F:  Insider Risk (Repeated in 7F)

5:15 pm – 6:15 pm RECEPTION IN THE MARKETPLACE

Tuesday, March 28, 2017
7:00 am – 7:50 am POWER HOUR SESSIONS
Information on sessions will be published soon.
8:00 am – 9:00 am GENERAL SESSION
Embracing the Risks and Rewards of FinTech and Innovative Payments

Moderator:
Rob MorganVice President, Emerging Technologies, Office of Chief Economist, Payments and Cybersecurity, American Bankers Association

9:00 - 9:10 am Travel to Next Session
9:10 am – 9:55 am REFRESHMENT BREAK IN THE MARKETPLACE
9:55 - 10:05 am Travel to Next Session
10:05 am - 11:20 am CONCURRENT SESSIONS - Series 7  (Select from six options.)

7A: RCSA (Repeated from 5D)

7B:  Loss Data Collection (Single Session)

7C:  Everything You Wanted to Know About Model Documentation – But Were Afraid To Ask! (Single Session)
  
7D:  Data Governance and Strategy  (Repeated from 6D)

7E:  A Case Study in KRIs:  KRIs for Third Party Vendors (Repeated from 6A)

7F:   Insider Risk (Repeated from 6F)

11:20 - 11:30 pm Travel to Next Session
11:30 - 12:30 pm
GENERAL SESSION
Regulators’ Perspectives
Senior regulators from the Federal Reserve, FDIC, OCC and CFPB will discuss potential risks, supervisors’ evolving expectations for risk management, and their hot button issues. They will also share perspectives from their supervisory teams on emerging practices in bank risk management and reporting. 

Moderator:
Robert Strand, Senior Economist, Office of Chief Economist, Economic Policy and Research, American Bankers Association

Speakers:
Senior Representatives from Federal Banking Supervisory Agencies (CFPB, FDIC, FRB, OCC)
12:30 pm ADJOURNMENT

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​Program Questions? Please contact Dorothy Friedlander
Registration Questions?  Please contact ABA Member Services