ABA Regulatory Compliance Conference

June 24-27, 2018 • Music City Center • Nashville, TN
 
ABA Regulatory Conference  

2018 ABA Regulatory Compliance Conference Schedule

Planning for the 2018 Conference will begin in Fall 2017. Bookmark this page to see the latest program updates when available. We expect to publish the 2018 program in early December 2017.

2017 ABA Regulatory Compliance Conference Schedule

Make plans to attend the 2018 conference by viewing the breadth and depth of our session offerings from 2017.

gold arrow action button See the Continuing Education Credit attendees earned at the 2017 conference and workshop.

Sunday, June 11  |   Monday, June 12  |  Tuesday, June 13  |  Wednesday, June 14

​PRE-CONFERENCE WORKSHOP - ABA Fair and Responsible Lending Workshop:  Saturday, June 10, 2017
Workshop Hours:  
8:30 am - 9:15 am - Workshop Registration and Continental Breakfast
9:15 am - 5:00 pm - Workshop (includes lunch, a morning and afternoon beverage breaks)
2:00 pm -
5:00 pm
ABA Regulatory Compliance Conference Registration Opens
-Sponsored by BKD LLP
 


​Sunday, June 11, 2017

7:30 am -
7:15 pm

Registration Open
-Sponsored by BKD, LLP

9:00 am -​
9:45 am

New Attendee Welcome (Optional)
10:00 am -
11:30 am
Deep Dive Sessions - Series 1 - Compliance Risk Management Series
 
Deep Dive 1A: Are You in Alignment?  Fortifying Your Compliance Management Ecosystem for Success Through the Three Lines of Defense (Medium/Large Bank) - Repeated in Deep Dive 2A
 
Deep Dive 1B:  GRC: Roles, Responsibilities and Reporting (Community Bank) - Repeated in Deep Dive 2B

Deep Dive 1C: Third Party Risk Management - Repeated in Deep Dive 2C
 
Deep Dive 1D: Engaging in the Digital Marketing Age #BankBrand #AmICompliant? #Bank@SocialMedia  - Repeated in Deep Dive 2D
 
Deep Dive 1E: Lifecycle of a Product - Repeated in Deep Dive 2E
 
Deep Dive 1F: Monitoring and Testing:  Practical Approaches to Meeting Ever Changing Expectations  
- Repeated in Deep Dive 2F

Deep Dive 1G: Identifying Trends in Complaint Data 
 - Repeated in Deep Dive 2G
11:30 am -
1:30 pm
Lunch On Your Own
1:30 pm -
3:00 pm
Deep Dive Sessions - Series 2 - Compliance Risk Management Series
- Repeated from Deep Dive Series 1

Deep Dive 2A: 
Are You in Alignment?  Fortifying Your Compliance Management Ecosystem for Success Through the Three Lines of Defense (Medium/Large Bank) - Repeated from Deep Dive 1A

Deep Dive 2B: 
GRC: Roles, Responsibilities and Reporting (Community Bank) - Repeated from Deep Dive 1B

Deep Dive 2C: Third Party Risk Management - Repeated from Deep Dive 1C

Deep Dive 2D: 
Engaging in the Digital Marketing Age #BankBrand #AmICompliant? #Bank@SocialMedia ​-Repeated from Deep Dive 1D

Deep Dive 2E: Lifecycle of a Product - Repeated from Deep Dive 1E

Deep Dive 2F: Monitoring and Testing: 
Practical Approaches to Meeting Ever Changing Expectations 
 - Repeated from Deep Dive 1F


Deep Dive 2G: 
 Identifying Trends in Complaint Data  - Repeated from Deep Dive 1G​
3:00 pm -
3:15 pm
Travel to Next Session
3:15 pm -
4:30 pm
Concurrent Sessions:  Series 1 

1A: CDD/Beneficial Ownership:  Preparing to Implement the Customer Due Diligence/Beneficial Ownership Rule While Remaining Compliant Today  -Repeated in 2A

1B: Don't Flat Line!  The Right Compliance Indicators to Sustain Success (and CMS Health!) 
-Repeated in 3B

1C: Gearing Up for the Next Round of CFPB Mortgage Servicing Amendments -Repeated in 2C

1D: Litigation Update for Compliance Officers:  Court Decisions Impacting Your Bank -Repeated in 3D

1E: Update on UDAAP Gaps:  From Deposit Reconciliation and Thresholds to Overdraft
-Repeated in 3E


1F: RESPA Section 8:  Practical Response to Current Regulatory Concerns -Repeated in 5C

1G: Navigating the Intersection of the 2nd and 3rd Lines of Defense -Repeated in 2D

1H: Lending to Servicemembers:  A Roadmap to Complying with SCRA and MLA -Repeated in 2H

1I: This is Not Your Grandmother's Redlining Review -Repeated in 2E

1J: HMDA:  When Given Lemons, Make Lemonade -Repeated in 3H

4:30 pm -
4:45 pm
Travel to Next Session
4:45 pm -
6:00 pm
General Session
Compliance Hot Topics Roundtable
6:00 pm -
7:15 pm
Opening Reception in the Marketplace
-Sponsored by ABA Endorsed Solutions

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Monday, June 12, 2017
7:00 am -
6:00 pm
Registration Open
​-Sponsored by BKD LLP
7:00 am -
8:00 am
Power Hour Sessions

Power Hour Session #1:  
Small Business Fair Lending:
10 Things to Do Now to Prepare for Fair Lending Exams
 -Sponsored by:  Treliant Risk Advisors

Power Hour Session #2:  The Year of Regulatory Automation
-Sponsored by KPMG LLP

Power Hour Session #3:  New Realities:  
The Three Shifts Today's Compliance Professionals Can't Afford to Ignore
-Sponsored by Mindset Digital

7:30 am -
8:00 am
CONTINENTAL BREAKFAST IN THE MARKETPLACE
8:15 am -
9:30 am
General Session:  
Conduct Risk:  An Outsider's Inside View
A Key Note Address

9:30 am -
10:30 am
Coffee Break in the Marketplace

​10:30 am -
11:45 am
Concurrent Sessions:  Series 2 

2A: CDD/Beneficial Ownership:  Preparing to Implement the Customer Due Diligence/Beneficial Ownership Rule While Remaining Compliant Today  -Repeated from 1A

2B: Training the Board - For Community Bankers  - Repeated in 3C
  ​
2C:  Gearing Up for the Next Round of CFPB Mortgage Servicing Amendments -Repeated from 1C

2D: Navigating the Intersection of the 2nd and 3rd Lines of Defense -Repeated from 1G
 
2E: This is Not Your Grandmother's Redlining Review -Repeated from 1I

2F: Credit Reporting:  Strategies for Getting It Right! - Repeated in 4F

2G: Approaching $10B?  The Final Countdown  - Repeated in 5F

2H: Lending to Service Members
:  A Roadmap to Complying with SCRA and MLA 
 -Repeated from 1H

2I: Managing the Beast of Project Management - Repeated in 3I

2J: Sales Culture Compliance:  Monitoring and Controls -Repeated in 3J

11:45 am -
1:45 pm
Seated Luncheon With Speaker
- Sponsored by QuestSoft Corporation
1:45 pm -
2:45 pm
DESSERT BREAK IN THE MARKETPLACE
2:45pm -
4:00 pm
Concurrent Sessions:  Series 3 

3A: Hot Topics in Fair and Responsible Lending - Repeated in 4C

3B
Don't Flat Line!  The Right Compliance Indicators to Sustain Success (and CMS Health!) 
-Repeated from 1B

3C: Training the Board - For Community Bankers  - Repeated from 2B

3D: Litigation Update for Compliance Officers:  Court Decisions Impacting Your Bank 
-Repeated from 1D

3E: Update on UDAAP Gaps:  From Deposit Reconciliation and Thresholds to Overdraft 
-Repeated from 1E


3F: Knowing Your Customer and Non-traditional Businesses - Repeated in 4E

3G: Guarding Seniors From Financial Abuse and Exploitation - Repeated in 5D

3H
HMDA:  When Given Lemons, Make Lemonade - Repeated from 1J

3I: Managing the Beast of Project Management - Repeated from 2I

3J: Sales Culture Compliance:  Monitoring and Controls -Repeated from 2J
4:00 pm -
4:15 pm
Travel to Next Session
4:15 pm -
5:00 pm
Flash Sessions - Series 1:  The Latest from Washington, DC

Flash 1A: Flood Rules:  What's New?  -Repeated in Flash 2A

Flash 1B: Update on the Prepaid Rule - Repeated in Flash 2B

Flash 1C: TCPA: Current Rules and Prospects for Reforms - Repeated in Flash 2C


Flash 1D: What's New (or Old!) in E-Sign  - Repeated in Flash 2D

Flash 1E: Debt Collection Update -Repeated in Flash 2E

Flash 1F: BSA/AML/OFAC Hot Topics - Repeated in Flash 2F

Flash 1G: HR Compliance Priorities 
- Repeated in Flash 2G

Flash 1H: Regulatory Concerns in Social Media Compliance
- Repeated in Flash 2H

Flash 1I: Regulating the Regulators:  Will the Executive Orders and Memos Bring Change?  - Repeated in Flash 2I


Flash 1J: Mortgage Lending Update - Repeated in Flash 2J

5:00 pm
- 6:15 pm
Reception in the Marketplace
​6:30 pm -
7:30 pm
​CRCM Reception (for CRCMs Only)

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Tuesday, June 13, 2017
7:00 am -
4:15 pm
Registration Open
-Sponsored by BKD LLP
7:15 am -
8:15 am
Power Hour Sessions

Power Hour Session #1:  Critical Elements of Building a Strong CMS
-Sponsored by FIS

Power Hour Session #2:  Passing the Test - The New CMS Exam Focus
-Sponsored by RSM LLP

Power Hour Session #2:  What's Hot and What's Not in Financial Services Regulation and Enforcement
-Sponsored by Buckley Sandler LLP
7:45 am -
8:30 am
Continental Breakfast in the Marketplace

8:30am -
9:45 am
General Session

The Future of Reg Tech
9:45 am -
10:15 am
Coffee Break in the Marketplace
-Sponsored by PwC

​10:15 am -
11:30 am
Concurrent Sessions:  Series 4 

4A: Fraud Risk Trends for Compliance Officers - Repeated in 5A

4B: Update on Mortgage Lending Issues 
-Repeated in 5B

4C: Hot Topics in Fair and Responsible Lending - Repeated from 3A

4D: Data Mining and Monitoring -Repeated in 5G

4E: Knowing Your Customer and Non-traditional Businesses - Repeated from 3F

4F: Credit Reporting
:  Strategies for Getting It Right! -Repeated from 2F

4G: Check Up on ADA - Repeated in 5E

4H: Root Cause Analysis Isn't as Painful as a Root Canal! -Repeated in 5H

4I:  Yes Commercial Lender, Compliance Regulations Apply to You - A Second Line Approach 
- Repeated in 5I

4J: Model Risk Management -Repeated in 5J
11:30 am -
1:00 pm
Buffet Luncheon in the Marketplace

1:00 pm -
2:15 pm
Concurrent Sessions:  Series 5 

5A: Fraud Trends for Compliance Officers - Repeated from 4A

5B: Update on Mortgage Lending Issues -Repeated from 4B

5C: RESPA Section 8: 
Practical Response to Current Regulatory Concerns -Repeated from 1F

5D:
Guarding Seniors From Financial Abuse and Exploitation - Repeated from 3G

5E: Check Up on ADA - Repeated from 4G

5F: 
Approaching $10B?  The Final Countdown  - Repeated from 2G

5G: Data Mining and Monitoring 
-Repeated from 4D

5H:  
Root Cause Analysis Isn't as Painful as a Root Canal! -Repeated from 4H

5I: Yes Commercial Lender, Compliance Regulations Apply to You - A Second Line Approach 
- Repeated from 4I


5J: Model Risk Management -Repeated from 4J
2:15 pm -
3:15 pm
Final Dessert Break in the Marketplace
3:15 pm -
4:00 pm
Flash Sessions - Series 2:  The Latest from Washington, DC

Flash 2A: Flood Rules:  What's New?  -Repeated from Flash 1A

Flash 2B: Update on the Prepaid Rule - Repeated from Flash 1B

Flash 2C: TCPA: Current Rules and Prospects for Reforms - Repeated from Flash 1C


Flash 2D: What's New (or Old!) in E-Sign  - Repeated from Flash 1D

Flash 2E: Debt Collection Update -Repeated from Flash 1E

Flash 2F: BSA/AML/OFAC Hot Topics - Repeated from Flash 1F

Flash 2G: HR Compliance Priorities 
- Repeated from Flash 1G​

Flash 2H: Regulatory Concerns in Social Media Compliance - Repeated from Flash 1H

Flash 2I: Regulating the Regulators:  Will the Executive Orders and Memos Bring Change?  - Repeated from Flash 1I


Flash 2J: Mortgage Lending Update - Repeated from Flash 1J
4:00 pm Adjourn for the Day
Optional networking event:  "Tuesday Night on the Town" Epcot Event.

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Wednesday, June 14, 2017
7:00 am -
12:30 pm
Registration Open
-Sponsored by BKD LLP
7:15 am -
8:15 am

Power Hour Sessions

Power Hour Session:  CRCM Information Session
-Sponsored by the Institute of Certified Bankers

7:45 am -
8:15 am
Continental Breakfast in the Foyer
8:15 am -
8:30 am
Travel to Next Session
8:30 am -
9:30 am
GENERAL SESSION
Legislative Forecast: What Does the Trump Administration Mean for Compliance?

9:30 am -
9:45 am
Stretch Break
9:45 am -
11:00 am
GENERAL SESSION

Regulatory Roundtable
11:00 am -
11:15 am
Stretch Break
11:15 am -
12:15 pm
CLOSING GENERAL SESSION

What to Tell Your CEO When You Return Home
12:15 pm CONFERENCE ADJOURNS

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Schedule Questions? Please contact Dorothy Friedlander for more information.