ABA Regulatory Compliance Conference

  June 12-15, 2016 • Manchester Grand Hyatt Hotel • San Diego, California

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Overview  |  Registration/Fees  |  Program Venue  |  Sponsors/Exhibitors  |  ABA Fair Lending Workshop  |  ABA Managing the Lifecycle of Third-Party Risk Workshop   |   Optional Baseball Event​

2016 ABA Regulatory Compliance Conference
Preliminary Program

Below is the preliminary program which is subject to change.  The beginning and ending times, however will be unchanged.
Bookmark this page and check back frequently for updates. 

Click Here for Information On Our Two Optional Pre-Conference Workshops on June 11:  
Fair Lending and  Managing the Lifecycle of Third-Party Risk.


This conference is designed for the seasoned compliance professional.  If you are new to compliance, we suggest you take advantage of our ABA National Compliance School.

Continuing Education Credits:  Information about continuing education credits will be posted 1-2 months prior to the Conference.   For comparison purposes, last year, this program received points from The Institute of Certified Bankers (ICB) as follows:  In 2015, CRCMs were able to claim up to 23.25 credits, CFSSPs and CSOPs were able to claim up to 12.5 credits and CLBBs were able to claim up to 9.5 credits.

Additionally, the American Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.  This program will be reviewed for CPE credits 1-2 months before the program.  For comparison purposes, in 2015, CPA's were able to claim up to 17.5 CPE credits for attending the conference, session, depending.

NEW:  The CRCM Exam held in conjunction with the 2016 Conference will be held on Saturday, June 11, 2016 from 1:00 - 5:00 pm.  Please contact ICB's Sandra Williams for details.
2016 ABA Regulatory Compliance Conference Program

Concurrent Sessions:
  We offer multiple options in each of our concurrent session series, many of which are repeated somewhere else in the program.  
All seating is open and cannot be reserved in advance.
​Sunday, June 12, 2016

8:00 am -
7:30 pm

REGISTRATION OPEN

9:00 am -
9:45 am

NEW ATTENDEE WELCOME (Optional)
Newcomers, don your newcomers badge ribbon and stop this this optional 45 minute newcomers welcome.  Hear tips on maximizing your conference ROI.  This optional welcome briefing is open to all first-time attendees who plan on attending the educational offerings. 
10:00 am -
12:00 pm
  
DEEP DIVE EXPANDED SESSIONS (Three Options)
These sessions are designed to dig deep into a particular topic area.  They will not be repeated.
Deep Dive #1: Building A Process Surrounding the Culture of Compliance:  Compliance Goverance

Deep Dive #2: Fifty Shades of Confusion:  UDAAP Issues in Deposit Operations

Deep Dive #3: Fifty Shades of Confusion:  UDAAP Issues in Lending

 
12:00 pm -
2:00 pm
LUNCH ON YOUR OWN
2:00 pm -
3:15 pm
            
CONCURRENT SESSIONS:  Series #1  (Nine Options)
1A:  Compliance Lifecycle in New Product and Service Development Repeated in 2A

1B:  Blurring Lines Between CRA and Fair Lending Repeated in 2B

1C:  Issues in Debt Collection Repeated in 2C

1D:  Marketing Compliance  Repeated in 2D

1E:  Legal Risk Repeated in 2E
 
1F:  Servicing - The Final Rule Repeated in 2F

1G:  Lifecycle of eLending  -Repeated in 3H

1H:  Top TRID Issues and What You Can Do About Them  -Repeated in 2H

1I:  M&A Due Diligence -Repeated in 2I

Speakers:
Joanne T. Campbell, CRCM, Executive Vice President, Risk Management, Camden National Bank

Christopher T. Spellman, CRCM
Senior Vice President and Corporate Compliance Director


3:15 pm -
3:30 pm
Travel to Next Session
3:30 pm -
4:45 pm
                
CONCURRENT SESSIONS:  Series #2 (Nine Options)
2A:  Compliance Lifecycle in New Product and Service Development -Repeated from 1A

2B:  Blurring Lines Between CRA and Fair Lending -Repeated from 1B

2C:  Issues in Debt Collection -Repeated from 2C

2D:  Marketing Compliance  -Repeated from 1D

2E:  Legal Risk -Repeated from 1E

2F:  Servicing - The Final Rule -Repeated from 1F

2G:  Elder Financial Abuse -Repeated in 3G

2H:  Top TRID Issues and What You Can Do About Them  -Repeated from 1H

2I:  M&A Due Diligence -Repeated from 1I

4:45 pm -
5:00 pm
Travel to Next Session
5:00 pm -
6:15 pm
GENERAL SESSION:  
Chief Compliance Officer Roundtable 
Moderator:
Ryan RasskeSenior Vice President, Risk and Compliance Markets, American Bankers Association

Speakers:
Richard H. Harvey, CRCMSenior Vice President and Chief Compliance Officer, 
Colonial Savings, FA 

Cara C. James, CRCM, Senior Vice President and Director of Compliance, Arvest Bank

6:15 pm -
7:30 pm
Opening Reception in the Marketplace
-Reception Sponsored by:  Corporation for American Banking
 
Monday, June 13, 2016
7:00 am -
6:30 pm
REGISTRATION OPEN
7:15 am -
8:15 am
POWER BREAKFAST SESSIONS (Multiple Options)
Take full advantage of your conference experience!  Join one of our expert corporate partners for a quick-paced informative session all while enjoying a continental breakfast.  Seating is first-come, first-served - no reservations are required.

7:45 am -
8:15 am
CONTINENTAL BREAKFAST IN THE MARKETPLACE
8:15 am -
8:30 am
Travel to Next Session
8:30 am -
10:15 am
GENERAL SESSION: 
Part 1:  Key Note Address
Featuring Rob Nichols, President and CEO, American Bankers Association

Part 2:  Serving Diverse Communities

10:15 am -
11:00 am
COFFEE BREAK IN THE MARKETPLACE
11:00 am-
12:15 pm
CONCURRENT SESSIONS:  Series #3 (Seven Options)
3A:  Threat Finance - Through a Domestic Lens -Repeated in 4A

3B:  Compliance Triage:  Fine Tuning Your Compliance Management System -Repeated in 4B

3C:  Turn Around - Don't Drown!  Flood Issues in 2016   -Repeated in 6C

3D:  Hot Topics in Commercial Lending Compliance -Repeated in 7C

3E:  Fair Lending Hot Topics  -Repeated in 4G and 6G

3F:  Overdraft Compliance:  A Lifecycle Approach to Managing Operational Pitfalls -Repeated in 5G

3G:  Elder Financial Abuse Repeated from 2G
 
3H:  Lifecycle of eLending  Repeated from 1G

3I:  An Update on ADA Compliance Concerns  -Single Session

12:15 pm -
1:45 pm
SEATED LUNCHEON WITH SPEAKER

1:45 pm -
2:30 pm
DESSERT BREAK IN THE MARKETPLACE 
2:30 pm - 
3:45 pm
 
CONCURRENT SESSIONS: Series #4 (Nine Options)
4A:  Threat Finance - Through a Domestic Lens -Repeated from 3A

4B:  Compliance Triage:  Fine Tuning Your Compliance Management System -Repeated from 3B

4C:  The Relationship Between Operational Risk and Compliance Risk  -Repeated in 5C

4D:    RESPA Section 8 and MLO Compensation Issues  -Repeated in 5D​
Moderator:
Rod Alba, Vice President and Senior Regulatory Counsel, Office of Mortgage Finance, Risk Management and Public Policy, American Bankers Association, Washington, DC
Speakers:
Brian S. Levy, Counsel, Katten & Temple, LLP
Loretta Salzano, Founding Partner, Franzén and Salzano, P.C.
4E:  Military Lending Compliance Risks  -Repeated in 5E

4F:  On The Radar:  Critical Challenges in Managing AML/Fraud Risk  -Repeated in 5F

4G:  Fair Lending Hot Topics  -Repeated from 3E and Repeated in 6G

4H:  Lessons Learned from Recent Consumer Protection Enforcement Actions -Repeated in 5H

4I:  Credible Challenge as a Part of Enterprise Compliance Risk (Large Banks)   -Single Session

3:45 pm -
4:00 pm
Travel to Next Session
4:00 pm - 
5:15 pm
      
CONCURRENT SESSIONS: Series #5 (Nine Options)
5A:  Effective Testing and Monitoring of Controls  -Repeated in 6A

5B:  Lifecycle of Third-Party Risk Management  -Repeated in 6B

5C:  The Relationship Between Operational Risk and Compliance Risk  -Repeated from 4C

5D:  RESPA Section 8 and MLO Compensation Issues  -Repeated from 4D
 
5E:  Military Lending Compliance Risks  -Repeated from 4E

5F:  On The Radar:  Critical Challenges in Managing AML/Fraud Risk  -Repeated from 4F

5G:  Overdraft Compliance:  A Lifecycle Approach to Managing Operational Pitfalls -Repeated from 3F

5H:  Lessons Learned from Recent Consumer Protection Enforcement Actions -Repeated from 4H

5I:  Three Lines of Defense:  For Community Bankers -Repeated in 6E

5:15 pm -
6:15 pm
RECEPTION IN THE MARKETPLACE
​6:15 pm
- 7:15 pm
​CRCM Reception (for CRCMs Only)

Tuesday, June 14, 2016
7:00 am -
4:15 pm
REGISTRATION OPEN
7:15 am -
8:15 am
POWER BREAKFAST SESSIONS (Multiple Options)
Take full advantage of your conference experience!  Join one of our expert corporate partners for a quick-paced informative session all while enjoying a continental breakfast.  Seating is first-come, first-served - no reservations are required.
 
7:45 am -
8:15 am
CONTINENTAL BREAKFAST IN THE MARKETPLACE
8:15 am -
8:30 am
Travel to Next Session
8:30 am -
9:45 am
GENERAL SESSION:
Managing the Compliance Risk of Evolving Innovation

9:45 am - 
10:15 am
COFFEE BREAK IN THE MARKETPLACE
10:15 am - 
11:30 am
   
CONCURRENT SESSIONS: Series #6 (Nine Options)
6A:  Effective Testing and Monitoring of Controls  -Repeated from 5A

6B: ​ Lifecycle of Third-Party Risk Management  -Repeated from 5B

6C:  Turn Around - Don't Drown!  Flood Issues in 2016   -Repeated from 3C

6D:  HMDA:  The Impact of the New Rule on Your Process  -Repeated in 7D

6E:  Three Lines of Defense:  For Community Bankers -Repeated from 5I

6F:  Mitigating Operational Pitfalls in Credit Reporting  -Repeated in 7F

6G:  Fair Lending Hot Topics  -Repeated from 3E and 4G  

6H:  Enterprise Complaint Management -Repeated in 7H

6I:  Transitioning to CFPB Supervision:  What to Expect When You Are Expecting   -Single Session

Speakers:
Paul R. Osborne, CPA, CPO, AMLP, Partner, Crowe Horwath LLP

11:30 am -
1:00 pm
BUFFET LUNCH IN THE MARKETPLACE
1:00 pm -
2:15 pm
               
CONCURRENT SESSIONS: Series #7 (Nine Options)
7A: Compliance's Role in Mitigating Internal and External Risks of Data Breaches   -Single Session 

7B:  INTERACTIVE DISCUSSION:  What To Do When Your Vendors Say No - Case Studies in Managing Vendor Relationships   -Repeated in 8B

7C:  Hot Topics in Commercial Lending Compliance -Repeated from 3D

7D:  HMDA:  The Impact of the New Rule on Your Process  -Repeated from 6D

7E:  CDD/EDD Rule -Repeated in 8E

7F:  Mitigating Operational Pitfalls in Credit Reporting  -Repeated from 6F

7G:  Construction Loans and TRID -Repeated in 8D

7H:  Enterprise Complaint Management -Repeated from 6H

7I:   Model Risk/Model Validation - For Smaller Institutions Under $10B  -Repeated in 8C

2:15 pm -
3:00 pm
FINAL DESSERT BREAK IN THE MARKETPLACE
​​​​​​​​​3:00 pm -
4:15 pm
          ​ ​ ​ ​ ​ ​ ​ ​ ​

CONCURRENT SESSIONS: Series #8  (Nine Options)

8A:  Managing the Regulatory Exam Process in Today's Environment - Single Session

8B:  INTERACTIVE DISCUSSION:  What To Do When Your Vendors Say No - Case Studies in Managing Vendor Relationships   -Repeated from 7B

8C:  Model Risk/Model Validation - For Smaller Institutions Under $10B  -Repeated from 7I

​8D:  Construction Loans and TRID -Repeated in from 7G

8E:  CDD/EDD Rule -Repeated from 7E

8F:  Consumer Protection Peer Exchange - Single Session

8G:  Lending Peer Exchange - Single Session

8H:  Compliance Management Peer Exchange - Single Session

​8I:  Cyber Security/Payments/AML/Fraud Peer Exchange  - Single Session

4:15 pm

Adjourn for the Day

Attendees May Opt to Participate in our "Tuesday Night on the Town" Baseball Event.   Limited Tickets Available.  Click Here for More Information. 


Wednesday, June 15, 2016
7:00 am -
12:30 pm
REGISTRATION OPEN
7:00 am -
8:00 am

POWER BREAKFAST SESSIONS (Multiple Options)
Take full advantage of your conference experience!  Join one of our expert corporate partners for a quick-paced informative session all while enjoying a continental breakfast.  Seating is first-come, first-served - no reservations are required.

Wednesday Power Breakfast #1:  Sponsored by:  Institute of Certified Bankers
CRCM Information Session
Join representatives from the ABA’s Institute of Certified Bankers as they walk you through an overview of the certification process and how to best prepare for the CRCM exam.
7:30 am -
8:00 am
CONTINENTAL BREAKFAST
8:00 am -
8:15 am
Travel to Next Session
8:15 am -
9:30 am
GENERAL SESSION
Regulatory Roundtable
Senior Representatives from all banking supervisory agencies will discuss the latest exam concerns, guidance and what's on the horizon.   
9:30 am -
9:45 am
Travel to Next Session
9:45 am -
11:00 am
REGULATOR TOWN HALL SESSIONS - Series 9 (Four Options)
This is your annual opportunity to meet directly with your supervisors in their own session.   Time permitting, regulators will do their best to address all questions submitted prior to this session. 
 
These sessions are open to the press, however, no press questions will be accepted.  This session is considered “off the record” for background purposes only.

Regulator Town Hall: CFPB 

Regulator Town Hall: OCC

Regulator Town Hall: FDIC
 
Regulator Town Hall: FRB

11:00 am -
11:15 am
Travel to Next Session
11:15 am -
12:15 pm
GENERAL SESSION:
What to Tell Your CEO When You Return Home
How will you summarize four days' worth of learning into a presentation to your senior management and board?  Don’t miss ABA’s Regulatory Relations Staff’s comprehensive overview of the critical takeaways from the conference.  They will also update you on late breaking developments that weren’t covered in conference sessions.
12:15 pm CONFERENCE ADJOURNS

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Registration Questions? Please contact Daisy Johnson.
Program Questions? Please contact Dorothy Friedlander for more information.