ABA Regulatory Compliance Conference

June 11-14, 2017 • Walt Disney World Dolphin Hotel • Orlando, FL
 
ABA Regulatory Conference  

2017 ABA Regulatory Compliance Conference Schedule

Sunday, June 11  |   Monday, June 12  |  Tuesday, June 13  |  Wednesday, June 14
Program subject to change - check this page for continuing updates.

​PRE-CONFERENCE: Saturday, June 10, 2017
Learn more about the optional pre-conference ABA Fair and Responsible Lending Workshop
2:00 pm -
5:00 pm
Conference Registration Opens
 
 
​Sunday, June 11, 2017

8:00 am -
7:15 pm

Registration Open

9:00 am -​
9:45 am

New Attendee Welcome (Optional)
Newcomers, don your newcomers badge ribbon (found at registration) and stop by this optional 45 minute newcomers welcome. Hear tips on maximizing your conference ROI. This optional welcome briefing is open to all first-time attendees who plan on attending the educational offerings.
10:00 am -
11:30 pm
Deep Dive Sessions - Series 1 - Compliance Risk Management Series
These 90 minute sessions are deep and interactive explorations of critical compliance risk manaement topics.  We're offering six options - all repeated!

Deep Dive 1A: Governance Risk and Compliance (GRC) - Roles, Responsibilities and Reporting (Medium/Large Bank) - Repeated in Deep Dive 2A

Deep Dive 1B: 
Governance Risk and Compliance (GRC) - Roles, Responsibilities and Reporting (Community Bank) - Repeated in Deep Dive 2B

Speakers:
Maureen E. Carollo, CRCM, CAMS, Senior Vice President/Director of Compliance, Great Plains National Bank
T. Wayne Hood, Senior Vice President and General Counsel, SouthEast Bank, EdSouth Services


Deep Dive 1C: Third Party Risk Management - Repeated in Deep Dive 2C

Moderator:
Kevin Georgetti, Esq., CRCM, CAMS, Vice President, Director of Compliance, Investors Bank


Deep Dive 1D: Engaging in the Digital Marketing Age #BankBrand #AmICompliant? #Bank@SocialMedia  - Repeated in Deep Dive 2D
Are you up on the latest digital marketing technology and channels as well as the risk involved?  Join us as we delve into new digital marketing opportunities and risks.  We’ll identify stakeholders and outline a governance strategy for implementation and monitoring.  You’ll leave knowing the controls you need to put into place as you develop your own digital marketing risk management framework and social media strategy.​

Speakers:
Elizabeth (Betsy) Fredrickson, CRCM, Vice President, Wells Fargo Bank, NA


Deep Dive 1E: Lifecycle of a Product - Repeated in Deep Dive 2E

Deep Dive 1F: Monitoring and Testing:  Meeting Today's Expectations  - Repeated in Deep Dive 2F

Deep Dive 1G: Lifecycle of a Complaint  - Repeated in Deep Dive 2G
11:30 pm -
1:30 pm
Lunch On Your Own
1:30pm -
3:00 pm
Deep Dive Sessions - Series 2 - Compliance Risk Management Series
- Repeated from Deep Dive Series 1

Deep Dive 2A: Governance Risk and Compliance (GRC) - Roles, Responsibilities and Reporting (Medium/Large Bank) - Repeated from Deep Dive 1A


Deep Dive 2B: 
Governance Risk and Compliance (GRC) - Roles, Responsibilities and Reporting (Community Bank) - Repeated from Deep Dive 1B

Deep Dive 2C: Third Party Risk Management - Repeated from Deep Dive 1C

Deep Dive 2D: 
Engaging in the Digital Marketing Age #BankBrand #AmICompliant? #Bank@SocialMedia ​-Repeated from Deep Dive 1D

Deep Dive 2E: Lifecycle of a Product - Repeated from Deep Dive 1E

Deep Dive 2F: Monitoring and Testing:  Meeting Today's Expectations  - Repeated from Deep Dive 1F

Deep Dive 2G: Lifecycle of a Complaint  - Repeated from Deep Dive 1G​


3:00 pm -
3:15 pm
Travel to Next Session
3:15 pm -
4:30 pm
Concurrent Sessions:  Series 1 
-75 minute sessions - 10 options

1A: Regulatory Expectations in Customer Identification and Onboarding:  CDD, EDD, Derisking and More  -Repeated in 2A

1B: Don't Flat Line!  The Right Compliance Indicators to Sustain Success (and CMS Health!) 
-Repeated in 3B
How are you measuring and reporting performance as the regulatory landscape continues to shift?  Join us as we discuss the practical key performance and risk indicators and how to develop a dashboard that is actionable for management, but meaningful for the board.  You will walk away with a robust framework that can be seen as a driver of strategic success.

Speakers:
Scott Q. Nininger, CRCM, CFSSP, Senior Vice President, Director of Regulatory Risk Management, Union Bankshares Corporation

1C: Mortgage Servicing 2.0 -Repeated in 2C

1D: Litigation Update for Compliance Officers:  Court Decisions Impacting Your Bank -Repeated in 3D
Join us for a session that will explore developments in cas law impacting your bank, including daylight overdrafts, remote deposite capture, what "commercially reasonable" looks like in cybersecurity case law, and changes to check order.  In addition, we will update you on liability for compliance offices and other challenges you face every day.

Speakers:
Dawn Causey, Esq., CRCM, General Counsel, American Bankers Association
Matthew D. Clark, Esq., Associate, Faegre Baker Daniels
Maggie Weir, Esq., CRCM


1E: Update on UDAAP Gaps:  From Deposit Reconciliation and Thresholds to Overdraft -Repeated in 3E

1F: RESPA Section 8:  Getting It Right -Repeated in 5C

1G: Internal Audit Roles and Responsibilities -Repeated in 2D

1H: Lending to Service Members -Repeated in 2H

1I: This is Not Your Grandmother's Redlining Review -Repeated in 2E

1J: Troubleshooting HMDA Trouble Spots -Repeated in 3H

4:30 pm -
4:45 pm
Travel to Next Session
4:45 pm -
6:00 pm
General Session
Compliance Hot Topics Roundtable

Moderator:


Ryan Rasske

Senior Vice President
Risk and Compliance Markets
American Bankers Association
6:00 pm -
7:15 pm
Opening Reception in the Marketplace

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Monday, June 12, 2017
7:00 am -
6:00 pm
Registration Open

7:15 am -
8:15 am
Power Hour Sessions
Take full advantage of your conference experience! Join one of our expert corporate partners for a quick-paced informative session all while enjoying a continental breakfast. Seating is first-come, first-served - no reservations are required.
7:45 am -
8:30 am
CONTINENTAL BREAKFAST IN THE MARKETPLACE

8:30 am -
10:00 am
General Session

The Role of Compliance in Sales Culture
10:00 am -
10:45 am
Coffee Break in the Marketplace

​10:45 am -
12:00 pm
Concurrent Sessions:  Series 2 
-75 minute sessions - 10 options

2A: Regulatory Expectations in Customer Identification and Onboarding:  CDD, EDD, Derisking and More  -Repeated from 1A

2B: Training the Board - For Community Bankers  - Repeated in 3C
Is your Board, bored with your compliance training?  Come to this session and learn riveting new techniques and formats to spruce up your compliance training sessions.  Our presenters will show you ways to construct your Board training program and hammer home details in innovative and creative ways!

Speakers:
Jennifer (Jenn) Mazurek, CRCM, Senior Vice President and Director of Compliance, Camden National Bank
  ​
2C: Mortgage Servicing 2.0 -Repeated from 1C

2D: Internal Audit Roles and Responsibilities -Repeated from 1G
 
2E: This is Not Your Grandmother's Redlining Review -Repeated from 1I

2F: Credit Reporting - Repeated in 4F

2G: Approaching $10B?  The Final Countdown  - Repeated in 5F
Is your bank approaching the $10B threshold?  If so, there are key regulatory considerations that you will need to indeitnfy, assess and prepare to ensure your institution's readiness.  In this session, you will receive an overview of major considerations with a deeper discussion where compliance officers can drive operational success.

2H: Lending to Service Members -Repeated from 1H

2I: Managing the Beast of Project Management - Repeated in 3I
If you think project management is only for massive change issues in your shop, think again.  Project and change management go hand-in-hand.  This session will help you recognize the scenarios that require specialized tools as well as provide the tools and how to use them for implementation success.

2J: Sales Culture Compliance:  Monitoring and Controls -Repeated in 3J
12:00 pm -
2:00 pm
Seated Luncheon With Speaker

Featuring Globally Recognized Consultant and Speaker and Author of "How to Be a Wildly Effective Compliance Officer"  


Kristy Grant Hart

Compliance and Data Privacy Strategist,
Spark Compliance Consulting
2:00 pm -
2:45 pm
DESSERT BREAK IN THE MARKETPLACE
2:45pm -
4:00 pm
Concurrent Sessions:  Series 3 
-75 minute sessions - 10 options

3A: Hot Topics in Fair and Responsible Lending - Repeated in 4C

3B: 
Don't Flat Line!  The Right Compliance Indicators to Sustain Success (and CMS Health!) 
-Repeated from 1B

3C: Training the Board - For Community Bankers  - Repeated from 2B

3D: Litigation Update for Compliance Officers:  Court Decisions Impacting Your Bank 
-Repeated from 1D

3E: Update on UDAAP Gaps:  From Deposit Reconciliation and Thresholds to Overdraft 
-Repeated from 1E


3F: Serving a Diverse Marketplace:  Considerations for Compliance - Repeated in 4E

3G:
Elder Financial Abuse - Repeated in 5D

3H: Troubleshooting HMDA Trouble Spots - Repeated from 1J

3I: Managing the Beast of Project Management - Repeated from 2I

3J: Sales Culture Compliance:  Monitoring and Controls -Repeated from 2J
4:00 pm -
4:15 pm
Travel to Next Session
4:15 pm -
5:00 pm
Flash Sessions - Series 1:  The Latest from Washington, DC
-45 minute sessions - 10 Options/All Repeated

These sessions are not designed to be tactical - but informational.  These reg-centric briefings will bring you the latest updates from Washington in narrowly-focused, quick-download of proposals and new rules. Bring your questions - our experts will be ready to tell you all we know! 

These topics are subject to change, depending on late-breaking developments.

Flash 1A: Changes to the Flood Rules  -Repeated in Flash 2A

Flash 1B: Update on the Military Lending Act - Repeated in Flash 2B

Flash 1C: TCPA:  Update on Reform Efforts - Repeated in Flash 2C


Flash 1D: HMDA Proposals  - Repeated in Flash 2D


Flash 1E: Debt Collection Update -Repeated in Flash 2E


Flash 1F: Banking Non-Traditional Businesses:  The Latest Updates in Banking MSBs and Marijuana-Related Businesses - Repeated in Flash 2F


Flash 1G: The Latest on the Prepaid Rule - Repeated in Flash 2G


Flash 1H: Regulatory Concerns in Social Media Compliance - Repeated in Flash 2H


Flash 1I: Open


Flash 1J: Open

4:45 pm -
6:00 pm
Reception in the Marketplace
​6:15 pm -
7:15 pm
​CRCM Reception (for CRCMs Only)

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Tuesday, June 13, 2017
7:00 am -
4:15 pm
Registration Open

7:15 am -
8:15 am
Power Hour Sessions
Take full advantage of your conference experience! Join one of our expert corporate partners for a quick-paced informative session all while enjoying a continental breakfast. Seating is first-come, first-served - no reservations are required.
7:45 am -
8:30 am
Continental Breakfast in the Marketplace

8:30am -
9:45 am
General Session

The Future of Reg Tech - A Dialogue Between:


Gene Ludwig

Founder and Chief Executive Officer,
Promontory Financial Group 




and 



Alistair Rennie

General Manager,
Solutions, IBM Analytics
9:45 am -
10:15 am
Coffee Break in the Marketplace

​10:15 am -
11:30 pm
Concurrent Sessions:  Series 4 
-75 minute sessions - 10 options

4A: Fraud Trends for Compliance Officers - Repeated in 5A

4B: Update on Mortgage Lending Issues 
-Repeated in 5B

4C: Hot Topics in Fair and Responsible Lending - Repeated from 3A

4D: Data Mining and Monitoring -Repeated in 5G

4E: Serving a Diverse Marketplace:  Considerations for Compliance - Repeated from 3F

4F: Credit Reporting  -Repeated from 2F

4G: Check Up on ADA - Repeated in 5E

4H: Root Cause Analysis:  Effective Ways to Determine the Breakdowns and How to Remediate 
-Repeated in 5H

4I:  Commercial Lending Compliance - Repeated in 5I

Speakers:
Jerod Moyer, Banker's Compliance Consulting

4J: Model Risk Management -Repeated in 5J
11:30 pm -
1:00 pm
Buffet Luncheon in the Marketplace

1:00 pm -
2:15 pm
Concurrent Sessions:  Series 5 
-75 minute sessions - 10 options

5A: Fraud Trends for Compliance Officers - Repeated from 4A

5B: Update on Mortgage Lending Issues -Repeated from 4B

5C: RESPA Section 8:  Getting It Right -
Repeated from 1F

5D:
Elder Financial Abuse - Repeated from 3G

5E: Check Up on ADA - Repeated from 4G

5F: 
Approaching $10B?  The Final Countdown  
- Repeated from 2G

5G: Data Mining and Monitoring 
-Repeated from 4D

5H: Root Cause Analysis:  Effective Ways to Determine the Breakdowns and How to Remediate 
-Repeated from 4H

5I: Commercial Lending Compliance - Repeated from 4I

5J: Model Risk Management -Repeated from 4J

2:15 pm -
3:15 pm
Final Dessert Break in the Marketplace
3:15 pm -
4:00 pm
Flash Sessions - Series 2:  The Latest from Washington, DC
-45 minute sessions - 10 Options 

These sessions are not designed to be tactical - but informational.  These reg-centric briefings will bring you the latest updates from Washington in narrowly-focused, quick-download of proposals and new rules. Bring your questions - our experts will be ready to tell you all we know!  

These topics are subject to change, depending on late-breaking developments.

Flash 2A:  Changes to the Flood Rules  -Repeated from Flash 1A

Flash 2B:  Update on the Military Lending Act - Repeated from Flash 1B

Flash 2C:  TCPA:  Update on Reform Efforts - Repeated from Flash 1C


Flash 2D:  HMDA Proposals  - Repeated from Flash 1D


Flash 2E:  Debt Collection Update -Repeated from Flash 1E


Flash 2F:  Banking Non-Traditional Businesses:  The Latest Updates in Banking MSBs and Marijuana-Related Businesses - Repeated from Flash 1F


Flash 2G:  The Latest on the Prepaid Rule - Repeated from Flash 1G


Flash 2H:  Regulatory Concerns in Social Media Compliance - Repeated from 1H


Flash 2I: Open


Flash 2J:  Open

3:45 pm Adjourn for the Day
Optional networking event:  "Tuesday Night on the Town" Epcot Event.

Limited Tickets Available.
Click Here for More Information.

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Wednesday, June 14, 2017
7:00 am -
12:30 pm
Registration Open

7:15 am -
8:15 am

Power Hour Sessions
Take full advantage of your conference experience! Join one of our expert corporate partners for a quick-paced informative session all while enjoying a continental breakfast. Seating is first-come, first-served - no reservations are required.

7:45 am -
8:15 am
Continental Breakfast in the Foyer
8:15 am -
8:30 am
Travel to Next Session
8:30 am -
9:30 am
GENERAL SESSION
Legislative Forecast: What Does the Trump Administration Mean for Compliance?

Featuring:


James Ballentine
Executive Vice President
Congressional Relations and Political Affairs
American Bankers Association

9:30 am -
9:45 am
Stretch Break
9:45 am -
11:00 am
GENERAL SESSION

Regulatory Roundtable
Senior Representatives from all banking supervisory agencies will discuss the latest exam concerns, guidance and what's on the horizon.

Moderator:


Virginia O'Neill
Senior Vice President
Center for Regulatory Compliance
American Bankers Association

11:00 am -
11:15 am
Stretch Break
11:15 am -
12:15 pm
CLOSING GENERAL SESSION

What to Tell Your CEO When You Return Home
How will you summarize four days' worth of learning into a presentation to your senior management and board? Don’t miss ABA’s Regulatory Relations Staff’s comprehensive overview of the critical takeaways from the conference. They will also update you on late breaking developments that weren’t covered in conference sessions.

12:15 pm CONFERENCE ADJOURNS

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Schedule Questions? Please contact Dorothy Friedlander for more information.