What's New


NEW FFIEC Adds Mobile Financial Services Appendix to IT Exam Handbook (4/29/16) The Federal Financial Institutions Examination Council (FFIEC) added new appendix to the Retail Payment Systems Booklet of the FFIEC Information Technology (IT) Examination Handbook. The new appendix, Mobile Financial Services addresses risks associated with activities and devices for mobile financial services.

UPDATED ABA Enforcement Actions Database (4/29/16) ABA updated our searchable database to reflect six enforcement actions this month amounting to $40,760,000 in civil money penalties and consumer restitutions. Among the violations, banks and companies were cited for UDAAP, BSA, FHA, and Mortgage Securities. Launched in October 2015, the database has since been downloaded by over 11,000 member banks. ABA members must login to access the database.


 Compliance Due Dates


 Members Only


 Upcoming Events


May 2

ABA CRCM Boot Camp
May 2-6, 2016 | Philadelphia, PA​​

May 3

Planning Senior Financial Education Events
May 3, 2016 | Free Webinar​​

May 12

Credit Bureau Reporting Auditing
May 12, 2016 | Briefing​​

May 18

Social Media Guidance and Compliance Update
May 18, 2016 | Briefing​​

May 19

Preparing for Today’s AML Compliance Risks
May 19, 2016 | Briefing​​

May 26

Military Lending Act: A Regulation for All Banks
May 26, 2016 | Briefing​​

June 11

ABA Fair Lending Workshop
June 11, 2016 | San Diego, CA​​

June 12

ABA Regulatory Compliance Conference
June 12-15, 2016 | San Diego, CA​​

 Compliance Committees