PrintThe ABA Securities Association (ABASA) is a separately chartered trade association and non- profit affiliate of the American Bankers Association whose mission is to represent the interests of banks underwriting and dealing in securities, proprietary mutual funds and derivatives before Congress, federal and state governments, and the courts. ABASA supports bank securities operations through research, education, compliance assistance and 'peer group' opportunities.
About ABASA
Top Issues
- Gramm-Leach Bliley Act
- Bank Holding Company
- Complex Structired Finance Activities
- Mutual Funds
- EU/US Regulatory Comparison Project
- SROs
- Municipal Securirtes Rulemaking Board (MSRB): Rule G37-G38
- Bank Secrecy Act/AML
Comment Letters
- Comment Letter on Defining Safe Harbor Protection for Treatment by the FDIC (12/11/09)
- Comment Letter on Rule G-37 (10/30/09)
- Comment Letter on GLBA Exceptions and Regulation R Exemption (6/2/09)
- Comment Letter to SEC and FRB re: Bank Repurchase (9/8/08)
- Comment Letter to SEC on Proposed Amendments to Reg S-P (5/22/08)
News Releases
More Resources
- Davis Polk Memorandum Competing Over-the-Counter Derivatives Bills Progress Through the House (10/27/09)
